CAT icon

Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
1
Sanders Capital
Florida
$375M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$6.5B
3
Harris Associates
3
Harris Associates
Illinois
$448M
4
DCM
4
Discovery Capital Management
Connecticut
$100M
5
LSV Asset Management
5
LSV Asset Management
Illinois
$78.9M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.4B
2
Jennison Associates
2
Jennison Associates
New York
$49.7M
3
SCM
3
Suvretta Capital Management
New York
$0
4
Fidelity Investments
4
Fidelity Investments
Massachusetts
$382M
5
Janus Henderson Group
5
Janus Henderson Group
United Kingdom
$93.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
BTW
1676
Boston Trust Walden
Massachusetts
– -$212K -1,392 Closed
NIA
1677
Northstar Investment Advisors
Colorado
– -$206K -1,350 Closed
NL
1678
NWAM LLC
Washington
– -$203K -1,332 Closed
SHGA
1679
Sand Hill Global Advisors
California
– -$203K -1,331 Closed
CAM
1680
Claret Asset Management
Quebec, Canada
– -$202K -1,327 Closed
PAS
1681
Partnervest Advisory Services
California
– -$202K -1,323 Closed
DA
1682
DSC Advisors
Illinois
– -$201K -1,318 Closed
IA
1683
Independence Advisors
Pennsylvania
– -$200K -1,313 Closed
GC
1684
Grace Capital
Massachusetts
– -$198K -1,300 Closed
WIA
1685
Westbourne Investment Advisors
Maryland
– -$152K -1,000 Closed
CAG
1686
Csenge Advisory Group
Florida
– -$123K -991 Closed
MCM
1687
Mainstay Capital Management
Michigan
– -$140K -923 Closed
BA
1688
Ballew Advisors
Mississippi
– -$102K -888 Closed
MPIA
1689
Mountain Pacific Investment Advisers
Idaho
– -$124K -812 Closed
SJIM
1690
St. Johns Investment Management
Florida
– -$106K -695 Closed
AIM
1691
Acropolis Investment Management
Missouri
– -$100K -658 Closed
PWAG
1692
Polaris Wealth Advisory Group
California
– -$96K -630 Closed
SFM
1693
Signet Financial Management
New Jersey
– -$91K -597 Closed
LWS
1694
Lucia Wealth Services
California
– -$75K -494 Closed
ML
1695
McAdam LLC
Pennsylvania
– -$73K -469 Closed
AIM
1696
Arcadia Investment Management
Michigan
– -$65K -425 Closed
WC
1697
Whitney & Co
New York
– -$51K -385 Closed
AAIM
1698
Asset Advisors Investment Management
Georgia
– -$55K -360 Closed
LA
1699
Legacy Advisors
Pennsylvania
– -$53K -345 Closed
CFA
1700
Camarda Financial Advisors
Florida
– -$46K -300 Closed
65 66 67
68
69