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Caterpillar
CAT

Overview Fund Activity

1,592 hedge funds and large institutions have $51.6B invested in Caterpillar in 2019 Q1 according to their latest regulatory filings, with 151 funds opening new positions, 581 increasing their positions, 595 reducing their positions, and 98 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,592
Holders Change
+34
Holders Change %
+2.18%
% of All Funds
34.51%
Holding in Top 10
26
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-10.34%
% of All Funds
0.56%
New
151
Increased
581
Reduced
595
Closed
98
Calls
$1.15B
Puts
$1.62B
Net Calls
-$470M
Net Calls Change
-$281M

Top Buyers

1
Renaissance Technologies
1
Renaissance Technologies
New York
$252M
2
Sanders Capital
2
Sanders Capital
Florida
$643M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$262M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$125M
5
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$177M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$774M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$620M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$6.75B
4
Adage Capital Partners
4
Adage Capital Partners
Massachusetts
$93.1M
5
Prudential Financial
5
Prudential Financial
New Jersey
$114M
Name Holding Trade Value Shares
Change 		Shares
Change %
OFG
1626
OmniStar Financial Group
North Carolina
– -$1.13M -8,884 Closed
HIIFS
1627
Harel Insurance Investments & Financial Services
Israel
– -$1.09M -8,600 Closed
TG
1628
TLP Group
Illinois
– -$1.02M -8,198 Closed
LC
1629
Lourd Capital
California
– -$778K -6,119 Closed
BA
1630
Bristlecone Advisors
Washington
– -$767K -6,039 Closed
PCC
1631
Park Circle Company
Maryland
– -$635K -5,000 Closed
AWM
1632
Alterna Wealth Management
Texas
– -$508K -4,724 Closed
LJAC
1633
L.J. Altfest & Co
New York
– -$553K -4,350 Closed
DC
1634
Diametric Capital
Massachusetts
– -$545K -4,317 Closed
CG
1635
Corundum Group
Colorado
– -$510K -4,013 Closed
WCA
1636
Windsor Creek Advisors
Vermont
– -$508K -4,000 Closed
UFF
1637
USA Financial Formulas
Michigan
– -$590K -3,871 Closed
PA
1638
PFG Advisors
Arizona
– -$488K -3,678 Closed
3C
1639
361 Capital
Colorado
– -$462K -3,638 Closed
VIA
1640
Vident Investment Advisory
Georgia
– -$404K -3,180 Closed
FWP
1641
FAS Wealth Partners
Kansas
– -$402K -3,167 Closed
XS
1642
XR Securities
Illinois
– -$388K -3,055 Closed
HCM
1643
HMS Capital Management
Tennessee
– -$369K -2,900 Closed
ACM
1644
Advent Capital Management
New York
– -$365K -2,870 Closed
SSG
1645
Summit Securities Group
New York
– -$356K -2,800 Closed
Jacobs Levy Equity Management
1646
Jacobs Levy Equity Management
New Jersey
– -$344K -2,710 Closed
IP
1647
Isthmus Partners
Wisconsin
– -$329K -2,586 Closed
WCM
1648
Weatherstone Capital Management
Colorado
– -$392K -2,571 Closed
MWM
1649
MinichMacGregor Wealth Management
New York
– -$312K -2,501 Closed
ECM
1650
ETrade Capital Management
Virginia
– -$305K -2,403 Closed
64 65
66
67 68