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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
HWM
1576
Howard Wealth Management
Connecticut
$37K +$37K +255 New
GDP
1577
Great Diamond Partners
Maine
$37K +$37K +257 New
SL
1578
Savior LLC
Massachusetts
$36K +$36K +242 New
TCWM
1579
Total Clarity Wealth Management
Illinois
$36K +$36K +246 New
IUHSA
1580
Itau Unibanco Holding S.A.
Brazil
$34K -$103K -687 -75%
POIA
1581
Pin Oak Investment Advisors
Texas
$34K – – –
HCM
1582
Horrell Capital Management
Arkansas
$34K – – –
ACA
1583
Atlas Capital Advisors
Wyoming
$32K – – –
EWP
1584
Engrave Wealth Partners
Texas
$32K +$32K +219 New
AA
1585
AlphaMark Advisors
Kentucky
$31K – – –
PWMG
1586
Prestige Wealth Management Group
New Jersey
$30K – – –
GWS
1587
Glassman Wealth Services
Virginia
$29K +$1.64K +11 +6%
FIA
1588
FNY Investment Advisers
New York
$29K +$29K +200 New
EIM
1589
Essex Investment Management
Massachusetts
$28K – – –
LF
1590
Lee Financial
Texas
$28K – – –
WCM
1591
Wealthcare Capital Management
Virginia
$27K +$6.75K +45 +33%
SIAS
1592
Shine Investment Advisory Services
Colorado
$26K +$15.3K +103 +143%
CG
1593
Cutler Group
California
$26K +$26K +180 New
NIM
1594
NuWave Investment Management
New Jersey
$25K -$870K -5,986 -97%
RA
1595
Rational Advisors
New York
$25K -$210K -1,447 -89%
PO
1596
Private Ocean
California
$24K -$15.1K -100 -39%
BRC
1597
Bell Rock Capital
Delaware
$23K +$286 +2 +1%
VCS
1598
Vaughan & Co Securities
New Jersey
$22.2K +$22.2K +150 New
MCA
1599
Mercer Capital Advisers
New Jersey
$22K – – –
VCM
1600
Versant Capital Management
Arizona
$20K – – –
62 63
64
65 66