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Caterpillar
CAT

Overview Fund Activity

1,553 hedge funds and large institutions have $50.6B invested in Caterpillar in 2019 Q2 according to their latest regulatory filings, with 86 funds opening new positions, 583 increasing their positions, 625 reducing their positions, and 105 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,553
Holders Change
-39
Holders Change %
-2.45%
% of All Funds
33.78%
Holding in Top 10
22
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-15.38%
% of All Funds
0.48%
New
86
Increased
583
Reduced
625
Closed
105
Calls
$1.42B
Puts
$1.59B
Net Calls
-$165M
Net Calls Change
+$305M

Top Buyers

1
Nuveen Asset Management
Nuveen Asset Management
Illinois
$616M
2
LSV Asset Management
LSV Asset Management
Illinois
$376M
3
Sanders Capital
Sanders Capital
Florida
$851M
4
Two Sigma Investments
Two Sigma Investments
New York
$147M
5
Bank of Montreal
Bank of Montreal
Ontario, Canada
$384M

Top Sellers

1
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$205M
2
Capital World Investors
Capital World Investors
California
$433M
3
Citadel Advisors
Citadel Advisors
Florida
$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
$290M
5
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
$128M
Name Holding Trade Value Shares
Change 		Shares
Change %
VSI
1576
Verde Servicos Internacionais
Brazil
– -$2.43M -17,954 Closed
Fiera Capital (Canada)
1577
Fiera Capital (Canada)
Quebec, Canada
– -$1.44M -10,641 Closed
QC
1578
Quadrature Capital
United Kingdom
– -$1.41M -10,427 Closed
AF
1579
Ally Financial
Michigan
– -$1.36M -10,000 Closed
MFS
1580
Monetta Financial Services
Illinois
– -$1.36M -10,000 Closed
RGNCM
1581
R.G. Niederhoffer Capital Management
New York
– -$1.33M -9,800 Closed
AI
1582
Atom Investors
Texas
– -$997K -7,361 Closed
CC
1583
Cognios Capital
Kansas
– -$974K -7,189 Closed
LAM
1584
Lingohr Asset Management
Germany
– -$967K -7,154 Closed
PCM
1585
Prelude Capital Management
New York
– -$868K -6,404 Closed
PFA
1586
Paradigm Financial Advisors
Missouri
– -$856K -6,320 Closed
CFG
1587
CMC Financial Group
Georgia
– -$754K -5,568 Closed
TI
1588
Trexquant Investment
Connecticut
– -$727K -5,364 Closed
NIT
1589
NumerixS Investment Technologies
British Columbia, Canada
– -$690K -5,218 Closed
HFA
1590
Huber Financial Advisors
Illinois
– -$662K -4,887 Closed
EMG
1591
Ellington Management Group
Connecticut
– -$650K -4,800 Closed
TC
1592
Telemus Capital
Michigan
– -$621K -4,586 Closed
AF
1593
Aldebaran Financial
– -$610K -4,500 Closed
CSA
1594
Cottage Street Advisors
Massachusetts
– -$583K -4,302 Closed
SKK
1595
Shepherd Kaplan Krochuk
Massachusetts
– -$542K -4,000 Closed
ACM
1596
AlphaCrest Capital Management
New York
– -$521K -3,846 Closed
OCM
1597
Orleans Capital Management
Louisiana
– -$503K -3,715 Closed
RCG
1598
Rock Creek Group
District of Columbia
– -$492K -3,631 Closed
MHS
1599
M Holdings Securities
Oregon
– -$457K -3,374 Closed
TTWM
1600
TCV Trust & Wealth Management
Virginia
– -$454K -3,350 Closed
62 63
64
65 66