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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
PHK
1526
Point72 Hong Kong
Hong Kong
$2K -$86.6K -612 -98%
CIA
1527
CSat Investment Advisory
Michigan
$2K +$566 +4 +33%
PG
1528
Proffitt & Goodson
Tennessee
$2K +$2.26K +16 New
WG
1529
Welch Group
Alabama
$1.6K +$134K +949 +10%
CF
1530
Centaurus Financial
California
$1.3K -$1.71M -12,098 -100%
WF
1531
WealthTrust Fairport
Ohio
$1K
CIR
1532
Clear Investment Research
Georgia
$1K +$566 +4 New
IP
1533
Investment Partners
Ohio
$396 +$1.56K +11 +0.2%
WKWM
1534
Walter & Keenan Wealth Management
Indiana
$319
FRA
1535
Front Row Advisors
California
$45
ASC
1536
Atalanta Sosnoff Capital
New York
-$47.4M -349,475 Closed
SC
1537
Shellback Capital
Massachusetts
-$43.1M -317,408 Closed
Squarepoint
1538
Squarepoint
New York
-$42.7M -314,686 Closed
Royal London Asset Management
1539
Royal London Asset Management
United Kingdom
-$32M -235,467 Closed
LCM
1540
Laurion Capital Management
New York
-$29.9M -211,358 Closed
QT
1541
Quantbot Technologies
New York
-$16.4M -120,528 Closed
AWM
1542
Ashmore Wealth Management
Delaware
-$15.9M -116,866 Closed
SEC
1543
Seven Eight Capital
New York
-$11.4M -83,900 Closed
VIA
1544
Vantis Investment Advisers
Florida
-$10.9M -80,600 Closed
IECM
1545
Intrinsic Edge Capital Management
Illinois
-$10.9M -80,157 Closed
CG
1546
Clinton Group
New York
-$10.1M -74,370 Closed
AC
1547
Ascend Capital
California
-$8.61M -63,469 Closed
ARTA
1548
A.R.T. Advisors
New York
-$7.49M -55,200 Closed
CTA
1549
Carillon Tower Advisers
Florida
-$7.2M -53,100 Closed
Westfield Capital Management
1550
Westfield Capital Management
Massachusetts
-$5.69M -41,940 Closed

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.