Ascend Capital’s Caterpillar CAT Stock Holding History

Ascend Capital’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-63,469	Closed	-$8.61M	–	182
2018 Q2	$8.61M	Buy	63,469 +55,105	+659%	+$8.23M	0.41%	84
2018 Q1	$1.23M	Buy	+8,364	New	+$1.32M	0.05%	173

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Ascend Capital's CAT Position: Q3 2018 in Review

Ascend Capital sold out of Caterpillar (CAT) in Q3 2018, closing a stake of 63,469 shares — an estimated $8.61M sold.

Ascend Capital first reported a position in CAT in Q1 2018 and held it in 2 quarters. The position peaked at $8.61M in Q2 2018. 1,532 funds tracked by Wall St. Rank hold CAT as of Q3 2018.

Ascend Capital reported no remaining Caterpillar position as of Q3 2018 after selling out during the quarter.
Ascend Capital sold 63,469 Caterpillar shares in Q3 2018, an estimated $8.61M.
Ascend Capital first reported a position in Caterpillar in Q1 2018 and held it in 2 quarters.
Ascend Capital's Caterpillar position peaked at $8.61M in Q2 2018.
1,532 funds tracked by Wall St. Rank held Caterpillar as of Q3 2018.

Based on Ascend Capital's 13F filing for Q3 2018, filed 13 Nov 2018.