Ascend Capital’s Caterpillar CAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-63,469	Closed	-$8.61M	–	182
2018 Q2	$8.61M	Buy	63,469 +55,105	+659%	+$7.48M	0.41%	84
2018 Q1	$1.23M	Buy	+8,364	New	+$1.23M	0.05%	173