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Caterpillar
CAT

Overview Fund Activity

1,476 hedge funds and large institutions have $46.2B invested in Caterpillar in 2019 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 530 increasing their positions, 639 reducing their positions, and 146 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,476
Holders Change
-77
Holders Change %
-4.96%
% of All Funds
32.42%
Holding in Top 10
15
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-31.82%
% of All Funds
0.33%
New
76
Increased
530
Reduced
639
Closed
146
Calls
$1.28B
Puts
$1.67B
Net Calls
-$385M
Net Calls Change
-$220M

Top Buyers

1
Fisher Asset Management
Fisher Asset Management
Washington
$679M
2
Capital International Investors
Capital International Investors
California
$298M
3
Lazard Asset Management
Lazard Asset Management
New York
$181M
4
Invesco
Invesco
Georgia
$310M
5
LSV Asset Management
LSV Asset Management
Illinois
$413M

Top Sellers

1
ClearBridge Investments
ClearBridge Investments
New York
$576K
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
$153M
3
Renaissance Technologies
Renaissance Technologies
New York
$15.7M
4
Capital Research Global Investors
Capital Research Global Investors
California
$163M
5
Norges Bank
Norges Bank
Norway
$608M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIR
1476
Clear Investment Research
Georgia
$1K – – –
SWP
1477
Strategic Wealth Partners
Ohio
$10 – – –
AII
1478
AGF Investments Inc
Ontario, Canada
– -$67.7M -496,373 Closed
Jennison Associates
1479
Jennison Associates
New York
– -$56.7M -416,159 Closed
USAA
1480
United Services Automobile Association
Texas
– -$44.6M -327,190 Closed
MMH
1481
Menora Mivtachim Holdings
Israel
– -$41.6M -305,135 Closed
Balyasny Asset Management
1482
Balyasny Asset Management
Illinois
– -$16.6M -121,769 Closed
LHC
1483
Lodge Hill Capital
New York
– -$16.5M -120,926 Closed
LCM
1484
Laurion Capital Management
New York
– -$15.7M -115,088 Closed
Kayne Anderson Rudnick Investment Management
1485
Kayne Anderson Rudnick Investment Management
California
– -$13M -95,133 Closed
CBOA
1486
Commonwealth Bank of Australia
Australia
– -$10.7M -78,303 Closed
PCM
1487
Price Capital Management
Louisiana
– -$3.12M -71,027 Closed
MIS
1488
Morningstar Investment Services
Illinois
– -$7.31M -53,596 Closed
ACM
1489
Arosa Capital Management
Florida
– -$6.65M -48,770 Closed
UIC
1490
Uniplan Investment Counsel
Wisconsin
– -$6.61M -48,474 Closed
Hudson Bay Capital Management
1491
Hudson Bay Capital Management
Connecticut
– -$6.59M -48,373 Closed
SFI
1492
Susquehanna Fundamental Investments
Pennsylvania
– -$6.31M -46,300 Closed
VIA
1493
Vantis Investment Advisers
Florida
– -$5.53M -40,600 Closed
Marshall Wace
1494
Marshall Wace
United Kingdom
– -$5.33M -39,071 Closed
CTA
1495
Carillon Tower Advisers
Florida
– -$5.27M -38,700 Closed
AHB
1496
Abner Herrman & Brock
New Jersey
– -$5.12M -37,553 Closed
SGI
1497
Summit Global Investments
Utah
– -$5.02M -36,850 Closed
SIRP
1498
Shelter Insurance Retirement Plan
Missouri
– -$4.99M -36,600 Closed
PC
1499
PointState Capital
New York
– -$4.99M -36,600 Closed
LM
1500
Luminus Management
Texas
– -$4.83M -35,413 Closed
58 59
60
61 62