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Caterpillar
CAT

Overview Fund Activity

1,476 hedge funds and large institutions have $46.2B invested in Caterpillar in 2019 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 530 increasing their positions, 639 reducing their positions, and 146 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,476
Holders Change
-77
Holders Change %
-4.96%
% of All Funds
32.42%
Holding in Top 10
15
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-31.82%
% of All Funds
0.33%
New
76
Increased
530
Reduced
639
Closed
146
Calls
$1.28B
Puts
$1.67B
Net Calls
-$385M
Net Calls Change
-$220M

Top Buyers

1
Fisher Asset Management
Fisher Asset Management
Washington
$679M
2
Capital International Investors
Capital International Investors
California
$298M
3
Lazard Asset Management
Lazard Asset Management
New York
$181M
4
Invesco
Invesco
Georgia
$310M
5
LSV Asset Management
LSV Asset Management
Illinois
$413M

Top Sellers

1
ClearBridge Investments
ClearBridge Investments
New York
$576K
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
$153M
3
Renaissance Technologies
Renaissance Technologies
New York
$15.7M
4
Capital Research Global Investors
Capital Research Global Investors
California
$163M
5
Norges Bank
Norges Bank
Norway
$608M
Name Holding Trade Value Shares
Change 		Shares
Change %
ACI
126
AMP Capital Investors
Australia
$31.3M +$202K +1,596 +0.6%
SO
127
STRS Ohio
Ohio
$31M -$42.4M -335,699 -58%
Treasurer of the State of North Carolina
128
Treasurer of the State of North Carolina
North Carolina
$30.5M -$13.4M -105,810 -30%
TD Asset Management
129
TD Asset Management
Ontario, Canada
$30.3M -$2.57M -20,339 -8%
OI
130
Oakbrook Investments
Illinois
$29.9M -$746K -5,910 -2%
Two Sigma Advisers
131
Two Sigma Advisers
New York
$29.3M -$59.1M -467,500 -67%
PI
132
PineBridge Investments
New York
$28.2M -$468K -3,706 -2%
JPMPWA
133
J.P. Morgan Private Wealth Advisors
California
$28.2M +$7.79M +61,694 +38%
SG Americas Securities
134
SG Americas Securities
New York
$28M -$30.7M -243,378 -52%
CWM
135
CIBC World Markets
New York
$27.5M -$2.52M -19,951 -8%
MPMG
136
Minneapolis Portfolio Management Group
Minnesota
$27.2M -$537K -4,255 -2%
Royal London Asset Management
137
Royal London Asset Management
United Kingdom
$27.1M -$762K -6,030 -3%
FAF
138
Fjarde Ap-fonden
Sweden
$27M +$596K +4,721 +2%
MIFH
139
Migdal Insurance & Financial Holdings
Israel
$26.6M +$26.2M +207,656 +7,006%
Janney Montgomery Scott
140
Janney Montgomery Scott
Pennsylvania
$26.4M -$279K -2,205 -1%
Nordea Investment Management
141
Nordea Investment Management
Sweden
$25.8M +$561K +4,447 +2%
DekaBank Deutsche Girozentrale
142
DekaBank Deutsche Girozentrale
Germany
$25.5M -$5.39M -42,233 -17%
HIMC
143
Heritage Investors Management Corp
Maryland
$24.9M +$81.3K +644 +0.3%
MIH
144
Madison Investment Holdings
Wisconsin
$24.8M +$858K +6,795 +4%
FWIA
145
Fort Washington Investment Advisors
Ohio
$24.7M +$2.28M +18,018 +10%
Nisa Investment Advisors
146
Nisa Investment Advisors
Missouri
$24.5M -$569K -4,505 -2%
Aviva
147
Aviva
United Kingdom
$24.4M -$1.55M -12,263 -6%
GCM
148
Graham Capital Management
Connecticut
$23.5M – – –
BG
149
Bollard Group
Massachusetts
$23.3M +$3.93M +31,131 +20%
LTFS
150
Ladenburg Thalmann Financial Services
Florida
$22.9M -$523K -4,143 -2%
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