CAT icon

Caterpillar
CAT

Overview Fund Activity

1,592 hedge funds and large institutions have $51.6B invested in Caterpillar in 2019 Q1 according to their latest regulatory filings, with 151 funds opening new positions, 581 increasing their positions, 595 reducing their positions, and 98 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,592
Holders Change
+34
Holders Change %
+2.18%
% of All Funds
34.51%
Holding in Top 10
26
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-10.34%
% of All Funds
0.56%
New
151
Increased
581
Reduced
595
Closed
98
Calls
$1.15B
Puts
$1.62B
Net Calls
-$470M
Net Calls Change
-$281M

Top Buyers

1
Renaissance Technologies
1
Renaissance Technologies
New York
$252M
2
Sanders Capital
2
Sanders Capital
Florida
$643M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$262M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$125M
5
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$177M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$774M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$620M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$6.75B
4
Adage Capital Partners
4
Adage Capital Partners
Massachusetts
$93.1M
5
Prudential Financial
5
Prudential Financial
New Jersey
$114M
Name Holding Trade Value Shares
Change 		Shares
Change %
LM
126
Luminus Management
Texas
$41M +$2.39M +17,627 +6%
SIM
127
Sadoff Investment Management
Wisconsin
$40.8M +$84.7K +625 +0.2%
TAM
128
Tocqueville Asset Management
New York
$39.9M +$6.09M +44,933 +18%
RHBC
129
R.H. Bluestein & Co
Michigan
$39.8M +$1.48M +10,951 +4%
USAA
130
United Services Automobile Association
Texas
$39.1M +$3.9M +28,762 +11%
AQR Capital Management
131
AQR Capital Management
Connecticut
$38.7M +$21.8M +161,262 +130%
Aberdeen Group
132
Aberdeen Group
United Kingdom
$38.4M +$10.9M +80,740 +40%
MCM
133
Moore Capital Management
New York
$38.1M +$38.1M +281,000 New
PAMU
134
Pictet Asset Management (UK)
United Kingdom
$37.8M -$3.54M -26,100 -9%
MG
135
Markel Group
Virginia
$37.7M – – –
VOYA Investment Management
136
VOYA Investment Management
Georgia
$37.1M -$1.06M -7,842 -3%
RJFSA
137
Raymond James Financial Services Advisors
Florida
$37M +$4.09M +30,208 +12%
HighTower Advisors
138
HighTower Advisors
Illinois
$36.6M -$1.84M -13,591 -5%
TD Asset Management
139
TD Asset Management
Ontario, Canada
$36.6M +$52.2K +385 +0.1%
Axa
140
Axa
France
$34.5M +$17.1M +126,458 +99%
IG
141
ING Group
Netherlands
$33.8M +$10.5M +77,636 +45%
GAM
142
Gotham Asset Management
New York
$33.8M +$3.78M +27,867 +13%
Federated Hermes
143
Federated Hermes
Pennsylvania
$33.2M -$4.61M -33,989 -12%
OI
144
Oakbrook Investments
Illinois
$32.9M -$115K -850 -0.3%
CAM
145
ClariVest Asset Management
California
$32.5M -$2.19M -16,181 -6%
ACI
146
AMP Capital Investors
Australia
$31.9M -$229K -1,729 -0.7%
AIG
147
American International Group
New York
$31.5M -$75.5K -557 -0.2%
Royal London Asset Management
148
Royal London Asset Management
United Kingdom
$30.5M -$2.88M -21,223 -9%
Aviva
149
Aviva
United Kingdom
$29.4M -$20M -147,508 -40%
State of Tennessee, Department of Treasury
150
State of Tennessee, Department of Treasury
Tennessee
$29.2M +$1,000K +7,379 +4%
4 5
6
7 8