We are live on ! Find out more
CAT icon

Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
TD Asset Management
126
TD Asset Management
Ontario, Canada
$38M -$6.83M -45,718 -14%
MG
127
Markel Group
Virginia
$37.7M
Calamos Advisors
128
Calamos Advisors
Illinois
$37.6M +$4.97M +33,256 +14%
Fidelity International
129
Fidelity International
Bermuda
$37.4M -$3.45M -23,120 -8%
TAM
130
Tocqueville Asset Management
New York
$37.4M +$984K +6,585 +2%
OI
131
Oakbrook Investments
Illinois
$37.4M -$16.3K -109 -0%
PI
132
Putnam Investments
Massachusetts
$37.3M -$15.3M -102,236 -27%
CWM
133
CIBC World Markets
New York
$36.7M -$34.6M -231,754 -46%
NB
134
Norinchukin Bank
Japan
$36.5M +$7.44M +49,778 +23%
CM
135
Castleark Management
Illinois
$36.3M +$5.31M +35,516 +15%
Mitsubishi UFJ Asset Management
136
Mitsubishi UFJ Asset Management
Japan
$36.3M -$114K -764 -0.3%
Bank of Nova Scotia
137
Bank of Nova Scotia
Ontario, Canada
$34M +$18.1M +121,378 +94%
Zurich Cantonal Bank
138
Zurich Cantonal Bank
Switzerland
$33.8M +$3.84M +25,672 +11%
State of Tennessee, Department of Treasury
139
State of Tennessee, Department of Treasury
Tennessee
$33.7M -$50.4M -337,341 -58%
MMH
140
Menora Mivtachim Holdings
Israel
$33.6M +$21.9M +146,300 +144%
SGAM
141
Smith Group Asset Management
Texas
$33.5M +$1.35M +9,030 +4%
Nordea Investment Management
142
Nordea Investment Management
Sweden
$33.1M +$29.1M +194,548 +392%
Fifth Third Bancorp
143
Fifth Third Bancorp
Ohio
$33M +$2.6M +17,373 +8%
AIG
144
American International Group
New York
$32.6M -$95K -636 -0.3%
Treasurer of the State of North Carolina
145
Treasurer of the State of North Carolina
North Carolina
$32.4M +$22.6M +150,944 +171%
Royal London Asset Management
146
Royal London Asset Management
United Kingdom
$32M +$35.2M +235,467 New
Citigroup
147
Citigroup
New York
$31M -$11.6M -77,695 -25%
AC
148
Ashler Capital
Illinois
$31M +$34.1M +228,327 New
RJFSA
149
Raymond James Financial Services Advisors
Florida
$30.7M +$43.5K +291 +0.1%
USAA
150
United Services Automobile Association
Texas
$30.6M -$10.5M -70,275 -24%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.