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Caterpillar
CAT

Overview Fund Activity

1,192 hedge funds and large institutions have $44.5B invested in Caterpillar in 2017 Q2 according to their latest regulatory filings, with 115 funds opening new positions, 408 increasing their positions, 457 reducing their positions, and 56 closing their positions.

Holders
1,192
Holders Change
+49
Holders Change %
+4.29%
% of All Funds
29.76%
Holding in Top 10
32
Holding in Top 10 Change
+14
Holding in Top 10 Change %
+77.78%
% of All Funds
0.8%
New
115
Increased
408
Reduced
457
Closed
56
Calls
$1.23B
Puts
$1.88B
Net Calls
-$649M
Net Calls Change
+$83.3M

Top Buyers

1
Primecap Management
1
Primecap Management
California
$1.05B
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$4.43B
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$2.11B
4
Allianz Asset Management
4
Allianz Asset Management
Germany
$197M
5
Jennison Associates
5
Jennison Associates
New York
$117M

Top Sellers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$262M
2
Morgan Stanley
2
Morgan Stanley
New York
$629M
3
Harris Associates
3
Harris Associates
Illinois
$727M
4
Invesco
4
Invesco
Georgia
$828M
5
State Street
5
State Street
Massachusetts
$5.47B
Name Market Value Shares Shares
Change 		Shares
Change %
OI
126
Oakbrook Investments
Illinois
$29.3M 272,703 +45,190 +20%
AAM
127
Advisors Asset Management
Colorado
$28.5M 264,758 -36,657 -12%
NAM
128
NorthCoast Asset Management
Connecticut
$27.5M 255,528 +255,528 New
State of New Jersey Common Pension Fund D
129
State of New Jersey Common Pension Fund D
New Jersey
$26.9M 250,000 -390,000 -61%
Nuveen Asset Management
130
Nuveen Asset Management
Illinois
$26.5M 247,014 -22,735 -8%
MHC
131
Meyer Handelman Company
New York
$26.5M 246,616 – –
CA
132
Commerzbank Aktiengesellschaft
Germany
$25.9M 240,816 +5,456 +2%
NFA
133
Nationwide Fund Advisors
Ohio
$25.4M 236,225 +70,581 +43%
RJFSA
134
Raymond James Financial Services Advisors
Florida
$24.7M 229,515 +41,164 +22%
ACI
135
AMP Capital Investors
Australia
$24.1M 228,351 -49,327 -18%
KeyBank National Association
136
KeyBank National Association
Ohio
$23.8M 221,177 -7,735 -3%
Mitsubishi UFJ Asset Management
137
Mitsubishi UFJ Asset Management
Japan
$23.5M 218,297 +108,934 +100%
HIMC
138
Heritage Investors Management Corp
Maryland
$23.1M 214,497 -5,706 -3%
Jane Street
139
Jane Street
New York
$23M 214,379 -23,002 -10%
Nisa Investment Advisors
140
Nisa Investment Advisors
Missouri
$22.9M 214,065 +1,880 +0.9%
Nomura Holdings
141
Nomura Holdings
Japan
$22.2M 208,676 +162,428 +351%
SAM
142
Scopus Asset Management
New York
$22M 205,000 +205,000 New
Citigroup
143
Citigroup
New York
$22M 204,534 -27,871 -12%
Toronto Dominion Bank
144
Toronto Dominion Bank
Ontario, Canada
$21.7M 201,949 +41,299 +26%
LPL Financial
145
LPL Financial
California
$21.5M 199,855 +189,743 +1,876%
PI
146
PineBridge Investments
New York
$21M 195,008 -9,210 -5%
Neuberger Berman Group
147
Neuberger Berman Group
New York
$20.9M 194,541 -89,610 -32%
SOMRS
148
State of Michigan Retirement System
Michigan
$20.8M 193,666 +1,000 +0.5%
MPMG
149
Minneapolis Portfolio Management Group
Minnesota
$20.8M 193,372 +4,499 +2%
First Trust Advisors
150
First Trust Advisors
Illinois
$20.8M 193,118 -326,050 -63%
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