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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$1.11B
2
Capital World Investors
Capital World Investors
California
$1.62B
3
Morgan Stanley
Morgan Stanley
New York
$631M
4
American Century Companies
American Century Companies
Missouri
$173M
5
EVM
Eaton Vance Management
Massachusetts
$165M

Top Sellers

1
Capital International Investors
Capital International Investors
California
$40.9M
2
Harris Associates
Harris Associates
Illinois
$1.12B
3
State Street
State Street
Massachusetts
$4.85B
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$154M
5
VFA
Virtus Fund Advisers
Connecticut
$117K
Name Holding Trade Value Shares
Change 		Shares
Change %
KeyBank National Association
126
KeyBank National Association
Ohio
$21.7M -$278K -3,136 -1%
AIS
127
American Investment Services
Massachusetts
$20.6M +$5.11M +57,609 +33%
MIH
128
Madison Investment Holdings
Wisconsin
$20.3M +$20.3M +228,568 New
PRA
129
Parametric Risk Advisors
Connecticut
$20.3M +$19.5K +220 +0.1%
OI
130
Oakbrook Investments
Illinois
$20.3M -$2.83M -31,835 -12%
HIMC
131
Heritage Investors Management Corp
Maryland
$20.2M -$46.7K -526 -0.2%
WIC
132
Willis Investment Counsel
Georgia
$19.9M +$1.03M +11,605 +5%
AAM
133
Aberdeen Asset Management
United Kingdom
$19.8M -$908K -10,232 -4%
NFA
134
Nationwide Fund Advisors
Ohio
$19M +$73.1K +824 +0.4%
Voloridge Investment Management
135
Voloridge Investment Management
Florida
$18.8M +$18.8M +211,801 New
EDRH
136
Edmond de Rothschild Holding
Switzerland
$18.6M +$2.3M +25,890 +14%
SOMRS
137
State of Michigan Retirement System
Michigan
$18.1M +$88.8K +1,000 +0.5%
MC
138
Martin Currie
United Kingdom
$17.6M +$2.14M +24,100 +14%
SAM
139
Shell Asset Management
Netherlands
$17.6M -$2.29M -25,819 -12%
ZDA
140
Zweig-DiMenna Associates
New York
$17.4M – – –
NPA
141
Nichols & Pratt Advisers
Massachusetts
$17.1M -$249K -2,810 -1%
BAPIM
142
British Airways Pensions Investment Management
United Kingdom
$17M +$17M +191,988 New
EDRAMF
143
Edmond de Rothschild Asset Management (France)
France
$16.7M +$2.66M +30,000 +19%
SCI
144
SkyBridge Capital II
New York
$16.7M +$1.59M +17,905 +11%
CTB
145
Country Trust Bank
Illinois
$16.3M -$549K -6,182 -3%
Baird Financial Group
146
Baird Financial Group
Wisconsin
$16.1M +$933K +10,508 +6%
SG Americas Securities
147
SG Americas Securities
New York
$16.1M -$6.99M -78,694 -30%
CA
148
Commerzbank Aktiengesellschaft
Germany
$16M -$1.77M -19,902 -10%
TPSF
149
Texas Permanent School Fund
Texas
$16M -$844K -9,507 -5%
SEI Investments
150
SEI Investments
Pennsylvania
$16M +$10.6M +119,676 +199%
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