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Caterpillar
CAT

Overview Fund Activity

1,056 hedge funds and large institutions have $31B invested in Caterpillar in 2016 Q2 according to their latest regulatory filings, with 60 funds opening new positions, 391 increasing their positions, 438 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,056
Holders Change
-27
Holders Change %
-2.49%
% of All Funds
28.22%
Holding in Top 10
11
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-35.29%
% of All Funds
0.29%
New
60
Increased
391
Reduced
438
Closed
75
Calls
$1.06B
Puts
$1.41B
Net Calls
-$347M
Net Calls Change
+$273M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$659M
2
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
$75.8M
3
Vanguard Group
Vanguard Group
Pennsylvania
$2.68B
4
Deutsche Bank
Deutsche Bank
Germany
$168M
5
Norges Bank
Norges Bank
Norway
$316M

Top Sellers

1
Royal London Asset Management
Royal London Asset Management
United Kingdom
$18.6M
2
State Street
State Street
Massachusetts
$4.22B
3
Harris Associates
Harris Associates
Illinois
$1.05B
4
BGIM
Brandywine Global Investment Management
Pennsylvania
$82.2M
5
TPCM
Tide Point Capital Management
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
RIG
126
RiverFront Investment Group
Virginia
$18.7M -$21.2K -280 -0.1%
AG
127
Aperio Group
California
$18.7M +$1.31M +17,263 +8%
Parallax Volatility Advisers
128
Parallax Volatility Advisers
California
$18.7M +$17.9M +235,504 +2,188%
Canada Pension Plan Investment Board
129
Canada Pension Plan Investment Board
Ontario, Canada
$18.6M -$3.38M -44,600 -15%
Royal London Asset Management
130
Royal London Asset Management
United Kingdom
$18.6M -$805M -10,620,342 -98%
Nisa Investment Advisors
131
Nisa Investment Advisors
Missouri
$18.2M +$1.91M +25,210 +12%
AAM
132
Aberdeen Asset Management
United Kingdom
$17.7M -$2.59M -34,153 -13%
Janney Montgomery Scott
133
Janney Montgomery Scott
Pennsylvania
$17.4M +$8.82M +116,318 +103%
HIMC
134
Heritage Investors Management Corp
Maryland
$17.3M +$312K +4,112 +2%
PRA
135
Parametric Risk Advisors
Connecticut
$17.3M -$992K -13,086 -5%
SAM
136
Shell Asset Management
Netherlands
$16.9M +$969K +12,787 +6%
NFA
137
Nationwide Fund Advisors
Ohio
$16.1M -$308K -4,068 -2%
WIC
138
Willis Investment Counsel
Georgia
$16.1M +$159K +2,100 +1%
BNP Paribas Financial Markets
139
BNP Paribas Financial Markets
France
$15.7M -$3.77M -49,684 -19%
SOMRS
140
State of Michigan Retirement System
Michigan
$15.4M +$182K +2,400 +1%
Citigroup
141
Citigroup
New York
$15.1M +$2.21M +29,150 +17%
D.E. Shaw & Co
142
D.E. Shaw & Co
New York
$15M +$8.79M +115,886 +142%
ZDA
143
Zweig-DiMenna Associates
New York
$14.9M +$2.14M +28,270 +17%
NPA
144
Nichols & Pratt Advisers
Massachusetts
$14.9M -$83.8K -1,105 -0.6%
Two Sigma Advisers
145
Two Sigma Advisers
New York
$14.8M +$7.19M +94,800 +94%
CTB
146
Country Trust Bank
Illinois
$14.4M -$44.4K -586 -0.3%
TPSF
147
Texas Permanent School Fund
Texas
$14.4M -$864K -11,401 -6%
State of Tennessee, Department of Treasury
148
State of Tennessee, Department of Treasury
Tennessee
$14M +$2.54M +33,557 +22%
EDRH
149
Edmond de Rothschild Holding
Switzerland
$13.9M +$2.82M +37,145 +25%
CIA
150
CCM Investment Advisers
South Carolina
$13.9M +$4.13M +54,467 +42%
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