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Caterpillar
CAT

Overview Fund Activity

1,114 hedge funds and large institutions have $31.5B invested in Caterpillar in 2015 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 401 increasing their positions, 476 reducing their positions, and 152 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,114
Holders Change
-84
Holders Change %
-7.01%
% of All Funds
29.71%
Holding in Top 10
8
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-38.46%
% of All Funds
0.21%
New
82
Increased
401
Reduced
476
Closed
152
Calls
$816M
Puts
$1.85B
Net Calls
-$1.03B
Net Calls Change
-$567M

Top Buyers

1
Harris Associates
Harris Associates
Illinois
$646M
2
Franklin Resources
Franklin Resources
California
$612M
3
Wellington Management Group
Wellington Management Group
Massachusetts
$893M
4
Capital World Investors
Capital World Investors
California
$1.33B
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$135M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$292M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$88.4M
3
EVM
Eaton Vance Management
Massachusetts
$85.4M
4
HCM
Herndon Capital Management
Georgia
$0
5
Morgan Stanley
Morgan Stanley
New York
$267M
Name Holding Trade Value Shares
Change 		Shares
Change %
Fidelity International
126
Fidelity International
Bermuda
$22.8M -$84M -1,049,012 -79%
BNP Paribas Financial Markets
127
BNP Paribas Financial Markets
France
$22.5M -$1.44M -17,986 -6%
Citigroup
128
Citigroup
New York
$22.5M -$64.5M -805,369 -74%
NEI
129
Northwest & Ethical Investments
Ontario, Canada
$22.5M +$2.71M +33,900 +14%
VDI
130
Vaughan David Investments
Illinois
$22.3M +$546K +6,822 +3%
M&T Bank
131
M&T Bank
New York
$21.8M -$440K -5,498 -2%
Two Sigma Investments
132
Two Sigma Investments
New York
$21.8M +$17.8M +222,875 +453%
Caisse de Depot et Placement du Quebec (CDPQ)
133
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$21.4M -$2.1M -26,200 -9%
Federated Hermes
134
Federated Hermes
Pennsylvania
$21.1M -$4.41M -55,057 -17%
Jacobs Levy Equity Management
135
Jacobs Levy Equity Management
New Jersey
$20.7M -$8.92M -111,410 -30%
ProShare Advisors
136
ProShare Advisors
Maryland
$20.3M -$1.25M -15,668 -6%
WBG
137
Wharton Business Group
Pennsylvania
$20.1M +$13.7M +170,784 +212%
KeyBank National Association
138
KeyBank National Association
Ohio
$19.9M -$913K -11,406 -4%
MHC
139
Meyer Handelman Company
New York
$19.4M +$96K +1,200 +0.5%
MG
140
Markel Group
Virginia
$19.3M – – –
SOMRS
141
State of Michigan Retirement System
Michigan
$18.7M -$1.24M -15,500 -6%
O
142
OppenheimerFunds
New York
$18.6M -$54.2M -677,154 -74%
RCM
143
Riverhead Capital Management
Delaware
$18.4M -$14.4M -179,992 -44%
TPSF
144
Texas Permanent School Fund
Texas
$18.2M -$262K -3,274 -1%
SAM
145
Shell Asset Management
Netherlands
$17.9M +$4.41M +55,121 +33%
D.E. Shaw & Co
146
D.E. Shaw & Co
New York
$17.7M -$29.7M -371,307 -63%
TSU
147
TD Securities (USA)
New York
$17.4M -$971K -12,132 -5%
Neuberger Berman Group
148
Neuberger Berman Group
New York
$17.3M -$2.09M -26,062 -11%
National Pension Service
149
National Pension Service
South Korea
$17.2M +$1.91M +23,928 +13%
OSAM
150
O'Shaughnessy Asset Management
Connecticut
$17.1M +$9.7M +121,184 +130%
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