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Caterpillar
CAT

Overview Fund Activity

1,169 hedge funds and large institutions have $46.2B invested in Caterpillar in 2014 Q2 according to their latest regulatory filings, with 75 funds opening new positions, 383 increasing their positions, 523 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,169
Holders Change
+9
Holders Change %
+0.78%
% of All Funds
33.62%
Holding in Top 10
32
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+33.33%
% of All Funds
0.92%
New
75
Increased
383
Reduced
523
Closed
61
Calls
$1.05B
Puts
$1.47B
Net Calls
-$417M
Net Calls Change
-$94.8M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
$585M
2
Capital Research Global Investors
Capital Research Global Investors
California
$850M
3
Norges Bank
Norges Bank
Norway
$654M
4
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$288M
5
Fidelity Investments
Fidelity Investments
Massachusetts
$1.53B

Top Sellers

1
State Street
State Street
Massachusetts
$6.37B
2
Goldman Sachs
Goldman Sachs
New York
$411M
3
MNA
Manning & Napier Advisors
New York
$8.08M
4
ClearBridge Investments
ClearBridge Investments
New York
$113M
5
IGIM
I.G. Investment Management
Manitoba, Canada
$10.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
RJA
126
Raymond James & Associates
Florida
$33.8M -$1.96M -18,036 -5%
Los Angeles Capital Management
127
Los Angeles Capital Management
California
$33.4M +$2.09M +19,256 +7%
NFA
128
Nationwide Fund Advisors
Ohio
$33.1M -$1.03M -9,512 -3%
BTS
129
BB&T Securities
Virginia
$32.6M -$8.01M -7,367 -20%
CAM
130
ClariVest Asset Management
California
$31.9M +$31.9M +293,860 New
SIC
131
Schwartz Investment Counsel
Michigan
$31.4M – – –
NI
132
Numeric Investors
Massachusetts
$31M +$31M +285,639 New
DekaBank Deutsche Girozentrale
133
DekaBank Deutsche Girozentrale
Germany
$31M +$349K +3,214 +1%
GC
134
Guggenheim Capital
Illinois
$31M +$3.04M +27,954 +11%
AIG
135
American International Group
New York
$30.5M -$10.1M -92,913 -25%
KeyBank National Association
136
KeyBank National Association
Ohio
$30M -$469K -4,317 -2%
Neuberger Berman Group
137
Neuberger Berman Group
New York
$29M -$2M -18,427 -6%
BA
138
BlackRock Advisors
Delaware
$28.9M -$27.8K -256 -0.1%
Canada Pension Plan Investment Board
139
Canada Pension Plan Investment Board
Ontario, Canada
$28.4M +$18.7M +171,700 +191%
TPSF
140
Texas Permanent School Fund
Texas
$28.3M -$2.14M -19,651 -7%
SOMRS
141
State of Michigan Retirement System
Michigan
$27.8M -$500K -4,600 -2%
VDI
142
Vaughan David Investments
Illinois
$27.7M -$1.74M -16,042 -6%
Korea Investment Corp
143
Korea Investment Corp
South Korea
$27.3M +$250K +2,300 +0.9%
JHIU
144
Janus Henderson Investors US
Colorado
$26.9M +$23.1M +212,700 +616%
ACI
145
AMP Capital Investors
Australia
$26.8M +$571K +5,246 +2%
MHC
146
Meyer Handelman Company
New York
$26.5M – – –
MG
147
Markel Group
Virginia
$26.2M – – –
SIA
148
Sit Investment Associates
Minnesota
$25.8M -$540K -4,965 -2%
Public Sector Pension Investment Board (PSP Investments)
149
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$25.5M +$169K +1,552 +0.7%
ProShare Advisors
150
ProShare Advisors
Maryland
$24.9M +$1.13M +10,444 +5%
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