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Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$1.21B
2
Invesco
Invesco
Georgia
$404M
3
Fidelity International
Fidelity International
Bermuda
$186M
4
Wellington Management Group
Wellington Management Group
Massachusetts
$494M
5
O
OppenheimerFunds
New York
$155M

Top Sellers

1
State Street
State Street
Massachusetts
$6.16B
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$44.1M
3
MNA
Manning & Napier Advisors
New York
$152M
4
Franklin Resources
Franklin Resources
California
$473M
5
Capital World Investors
Capital World Investors
California
$2.6B
Name Holding Trade Value Shares
Change 		Shares
Change %
NFA
126
Nationwide Fund Advisors
Ohio
$31.2M +$2.4M +24,190 +8%
Jane Street
127
Jane Street
New York
$30.3M +$14.3M +144,409 +90%
VOYA Investment Management
128
VOYA Investment Management
Georgia
$29.9M -$100K -1,008 -0.3%
State of Tennessee, Department of Treasury
129
State of Tennessee, Department of Treasury
Tennessee
$29.4M +$18.4M +185,300 +168%
Teacher Retirement System of Texas
130
Teacher Retirement System of Texas
Texas
$28.9M -$1.52M -15,262 -5%
SIC
131
Schwartz Investment Counsel
Michigan
$28.7M +$994K +10,000 +4%
Los Angeles Capital Management
132
Los Angeles Capital Management
California
$28.6M +$49.3K +496 +0.2%
BCIM
133
British Columbia Investment Management
British Columbia, Canada
$28.6M -$12.7K -128 -0%
Neuberger Berman Group
134
Neuberger Berman Group
New York
$28.4M +$3.89M +39,116 +16%
DekaBank Deutsche Girozentrale
135
DekaBank Deutsche Girozentrale
Germany
$28.2M +$14.1M +140,886 +100%
KeyBank National Association
136
KeyBank National Association
Ohio
$27.9M -$598K -6,019 -2%
TPSF
137
Texas Permanent School Fund
Texas
$27.8M -$1.47M -14,759 -5%
Nuveen Asset Management
138
Nuveen Asset Management
Illinois
$27.3M -$3.21M -32,314 -11%
Comerica Bank
139
Comerica Bank
Texas
$27.1M -$1.21M -12,162 -4%
VDI
140
Vaughan David Investments
Illinois
$26.9M -$1.12M -11,291 -4%
BA
141
BlackRock Advisors
Delaware
$26.4M -$1.53M -15,443 -5%
FIM
142
FourPoints Investment Managers
France
$26.3M -$7.66M -77,050 -23%
SOMRS
143
State of Michigan Retirement System
Michigan
$25.9M +$169K +1,700 +0.7%
GC
144
Guggenheim Capital
Illinois
$25.6M -$803K -8,076 -3%
Citigroup
145
Citigroup
New York
$25.2M -$48.2M -484,744 -66%
CBOA
146
Commonwealth Bank of Australia
Australia
$25.1M +$9.04M +90,954 +56%
Korea Investment Corp
147
Korea Investment Corp
South Korea
$24.7M +$7.5M +75,500 +44%
NEI
148
Northwest & Ethical Investments
Ontario, Canada
$24.4M -$1.11M -11,170 -4%
MHC
149
Meyer Handelman Company
New York
$24.2M -$19.9K -200 -0.1%
SIA
150
Sit Investment Associates
Minnesota
$24M -$6.52M -65,625 -21%
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