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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
Aristotle Capital Management
1326
Aristotle Capital Management
California
$218K +$203K +1,432 New
AIP
1327
Almanack Investment Partners
Pennsylvania
$218K +$226K +1,601 New
AF
1328
Allworth Financial
California
$217K +$11.7K +83 +6%
ACM
1329
AUA Capital Management
Pennsylvania
$216K
CIC
1330
Crawford Investment Counsel
Georgia
$216K +$201K +1,419 New
PWMAG
1331
Pinnacle Wealth Management Advisory Group
New Jersey
$215K +$199K +1,408 New
BIA
1332
Bigelow Investment Advisors
Maine
$215K +$199K +1,410 New
EMG
1333
Ellington Management Group
Connecticut
$213K +$198K +1,400 New
HS
1334
HighVista Strategies
Massachusetts
$213K +$198K +1,400 New
HFBOT
1335
Home Federal Bank of Tennessee
Tennessee
$213K +$198K +1,400 New
BTW
1336
Boston Trust Walden
Massachusetts
$212K +$197K +1,392 New
VCM
1337
Vigilant Capital Management
Maine
$207K
DBT
1338
Dubuque Bank & Trust
Iowa
$206K -$1.98K -14 -1%
NIA
1339
Northstar Investment Advisors
Colorado
$206K +$191K +1,350 New
QCG
1340
Quadrant Capital Group
Ohio
$205K +$6.08K +43 +3%
IWA
1341
Intercontinental Wealth Advisors
Texas
$205K +$190K +1,341 New
CBT
1342
Central Bank & Trust
Kentucky
$204K -$78.6K -556 -29%
SFFS
1343
Stonehage Fleming Financial Services
Jersey
$204K
DWM
1344
Dakota Wealth Management
Florida
$203K -$1.2M -8,459 -86%
SHGA
1345
Sand Hill Global Advisors
California
$203K -$44.4K -314 -19%
CWM
1346
Catamount Wealth Management
Connecticut
$203K
NL
1347
NWAM LLC
Washington
$203K +$188K +1,332 New
PAS
1348
Partnervest Advisory Services
California
$202K +$187K +1,323 New
CAM
1349
Claret Asset Management
Quebec, Canada
$202K +$188K +1,327 New
CPIG
1350
Chicago Partners Investment Group
Illinois
$201K +$46.4K +328 +23%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.