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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
BAS
1276
Brown Advisory Securities
Maryland
$200K -$149K -1,240 -43%
LAIC
1277
Lederer & Associates Investment Counsel
California
$200K +$200K +1,725 New
ARMC
1278
American Research & Management Company
Massachusetts
$199K – – –
GI
1279
Gradient Investments
Minnesota
$196K +$16.8K +145 +9%
BFC
1280
Bedel Financial Consulting
Indiana
$195K +$28.9K +249 +17%
FFC
1281
First Financial Corp
Indiana
$191K -$17.4K -150 -8%
RFA
1282
Reilly Financial Advisors
California
$185K -$10.7K -92 -5%
SWM
1283
Sugarloaf Wealth Management
Georgia
$176K -$534K -4,607 -75%
Capstone Investment Advisors
1284
Capstone Investment Advisors
New York
$175K +$175K +1,509 New
Marshall Wace
1285
Marshall Wace
United Kingdom
$171K +$171K +1,476 New
AIM
1286
Anchor Investment Management
South Carolina
$171K -$11.6K -100 -6%
ACM
1287
AUA Capital Management
Pennsylvania
$165K – – –
APW
1288
Acima Private Wealth
Virginia
$165K – – –
PMFA
1289
Plante Moran Financial Advisors
Michigan
$164K +$40.9K +352 +33%
BBA
1290
Braun-Bostich & Associates
Pennsylvania
$163K -$10.3K -93 -6%
HWA
1291
Heritage Wealth Advisors
Virginia
$162K – – –
JFGIW
1292
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$162K +$38.4K +332 +31%
Twin Tree Management
1293
Twin Tree Management
Texas
$161K +$161K +1,391 New
AA
1294
Advisory Alpha
Michigan
$160K +$8.81K +78 +6%
FMT
1295
First Mercantile Trust
Tennessee
$159K +$16.4K +141 +11%
SFFS
1296
Stonehage Fleming Financial Services
Jersey
$155K – – –
PB
1297
Pinnacle Bancorp
Nebraska
$154K – – –
IBOK
1298
Independence Bank of Kentucky
Kentucky
$148K -$118K -1,018 -44%
BWA
1299
BDO Wealth Advisors
Florida
$148K +$119K +1,026 +409%
HI
1300
Human Investing
Oregon
$146K -$95.1K -821 -39%
50 51
52
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