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Caterpillar

2,321 hedge funds and large institutions have $88B invested in Caterpillar in 2023 Q2 according to their latest regulatory filings, with 175 funds opening new positions, 932 increasing their positions, 858 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 175 | Existing positions closed: 112

6% more capital invested

Capital invested by funds: $82.8B → $88B (+$5.16B)

2% more funds holding in top 10

Funds holding in top 10: 4344 (+1)

2% more funds holding

Funds holding: 2,2782,321 (+43)

9% more repeat investments, than reductions

Existing positions increased: 932 | Existing positions reduced: 858

5.96% less ownership

Funds ownership: 75.58%69.62% (-6%)

15% less call options, than puts

Call options by funds: $2.38B | Put options by funds: $2.8B

Holders
2,321
Holders Change
+43
Holders Change %
+1.89%
% of All Funds
36.44%
Holding in Top 10
44
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.33%
% of All Funds
0.69%
New
175
Increased
932
Reduced
858
Closed
112
Calls
$2.38B
Puts
$2.8B
Net Calls
-$422M
Net Calls Change
+$48.4M
Name Holding Trade Value Shares
Change
Change in
Stake
HNWAG
1226
High Net Worth Advisory Group
Florida
$912K -$80K -359 -9%
PWM
1227
Penobscot Wealth Management
Maine
$909K +$27.2K +122 +3%
OAM
1228
Ostrum Asset Management
France
$906K +$446 +2 +0.1%
MHIC
1229
Marble Harbor Investment Counsel
Massachusetts
$905K
VIA
1230
Vident Investment Advisory
Georgia
$904K -$491K -2,204 -37%
LCGC
1231
Legacy Capital Group California
California
$904K +$22.7K +102 +3%
FCIM
1232
Fairview Capital Investment Management
California
$903K
NL
1233
NWAM LLC
Washington
$902K +$322K +1,443 +65%
SIM
1234
Sentry Investment Management
Wisconsin
$902K +$51.3K +230 +7%
RMDI
1235
R.M. Davis Inc
Maine
$897K +$3.12K +14 +0.4%
RB
1236
Rodgers Brothers
Pennsylvania
$897K +$55.7K +250 +7%
P
1237
&Partners
Tennessee
$896K +$15.6K +70 +2%
SAM
1238
Shell Asset Management
Netherlands
$896K -$236K -1,059 -23%
TCA
1239
Transcend Capital Advisors
New Jersey
$895K -$19.2K -86 -2%
DIM
1240
Delta Investment Management
California
$894K
RF
1241
Rollins Financial
Georgia
$893K +$397K +1,782 +96%
First Manhattan
1242
First Manhattan
New York
$893K +$56.4K +253 +7%
OP
1243
ORG Partners
Indiana
$891K +$805K +3,610 New
HW
1244
Hancock Whitney
Mississippi
$889K -$13.8K -62 -2%
FNB
1245
Farmers National Bank
Kentucky
$889K -$41.5K -186 -5%
DBIA
1246
Dumont & Blake Investment Advisors
New Jersey
$888K +$3.34K +15 +0.4%
MS
1247
Maven Securities
Jersey
$888K +$805K +3,609 New
GG
1248
Gleason Group
Kentucky
$887K -$446 -2 -0.1%
CANY
1249
Caxton Associates (New York)
New York
$885K +$802K +3,595 New
RCAG
1250
Rehmann Capital Advisory Group
Michigan
$884K -$3.57K -16 -0.4%

CAT Hedge Fund Activity: Q2 2023 in Review

2,321 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2023, worth a combined $88B — up 6.2% from $82.8B a quarter earlier.

Buyers outnumbered sellers: 175 funds opened new CAT positions and 112 closed out — a net gain of 63 holders — while 932 added to existing stakes and 858 trimmed.

The largest buyer was Altshuler Shaham, adding an estimated $252M. The largest seller was OFI Invest Asset Management, cutting an estimated $6.28B.

  • 2,321 institutional investors held Caterpillar (CAT) as of Q2 2023, up from 2,278 in Q1 2023.
  • Funds reported $88B of Caterpillar stock for Q2 2023, up 6.2% quarter-over-quarter.
  • 175 funds opened new Caterpillar positions in Q2 2023 and 112 closed out, a net change of +63 holders.
  • The largest Caterpillar buyer in Q2 2023 was Altshuler Shaham, an estimated $252M added.
  • The largest Caterpillar seller in Q2 2023 was OFI Invest Asset Management, an estimated $6.28B sold.

Based on aggregated 13F filings for Q2 2023.