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Caterpillar
CAT

Overview Fund Activity

1,476 hedge funds and large institutions have $46.2B invested in Caterpillar in 2019 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 530 increasing their positions, 639 reducing their positions, and 146 closing their positions.

Holders
1,476
Holders Change
-77
Holders Change %
-4.96%
% of All Funds
32.42%
Holding in Top 10
15
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-31.82%
% of All Funds
0.33%
New
76
Increased
530
Reduced
639
Closed
146
Calls
$1.28B
Puts
$1.67B
Net Calls
-$385M
Net Calls Change
-$220M

Top Buyers

1
Fisher Asset Management
1
Fisher Asset Management
Washington
$679M
2
Capital International Investors
2
Capital International Investors
California
$298M
3
Lazard Asset Management
3
Lazard Asset Management
New York
$181M
4
Invesco
4
Invesco
Georgia
$310M
5
LSV Asset Management
5
LSV Asset Management
Illinois
$413M

Top Sellers

1
ClearBridge Investments
1
ClearBridge Investments
New York
$576K
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$153M
3
Renaissance Technologies
3
Renaissance Technologies
New York
$15.7M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$163M
5
Norges Bank
5
Norges Bank
Norway
$608M
Name Holding Trade Value Shares
Change 		Shares
Change %
Schroder Investment Management Group
101
Schroder Investment Management Group
United Kingdom
$43.7M -$74.7M -590,398 -63%
Asset Management One
102
Asset Management One
Japan
$42.5M +$306K +2,421 +0.7%
Commonwealth Equity Services
103
Commonwealth Equity Services
Massachusetts
$41.8M -$1.77M -14,030 -4%
Mitsubishi UFJ Asset Management
104
Mitsubishi UFJ Asset Management
Japan
$41.5M +$2.37M +18,740 +6%
Ohio Public Employees Retirement System (OPERS)
105
Ohio Public Employees Retirement System (OPERS)
Ohio
$41.3M -$1.64M -12,993 -4%
PAMU
106
Pictet Asset Management (UK)
United Kingdom
$40.7M +$4.81M +38,100 +13%
KBC Group
107
KBC Group
Belgium
$40.6M -$4.31M -34,090 -10%
Nomura Asset Management
108
Nomura Asset Management
Japan
$40.1M -$12.9M -102,407 -24%
AIG
109
American International Group
New York
$39.5M +$11.3M +89,533 +40%
GIA
110
Gateway Investment Advisers
Ohio
$39.2M -$2.8M -22,129 -7%
SIM
111
Sadoff Investment Management
Wisconsin
$37.9M -$158K -1,250 -0.4%
Baird Financial Group
112
Baird Financial Group
Wisconsin
$37.4M -$2.35M -18,601 -6%
Victory Capital Management
113
Victory Capital Management
Texas
$37.4M +$29.9M +236,394 +396%
RHBC
114
R.H. Bluestein & Co
Michigan
$36.9M -$242K -1,917 -0.7%
TAM
115
Tocqueville Asset Management
New York
$36.8M -$1.1M -8,670 -3%
HighTower Advisors
116
HighTower Advisors
Illinois
$36.5M +$1.89M +14,914 +5%
Aberdeen Group
117
Aberdeen Group
United Kingdom
$36.4M -$4.91M -38,883 -12%
RCAMU
118
Rothschild & Co Asset Management US
Connecticut
$35.8M -$603K -4,774 -2%
N
119
Natixis
France
$35.3M +$22M +173,884 +164%
MG
120
Markel Group
Virginia
$35.1M – – –
VOYA Investment Management
121
VOYA Investment Management
Georgia
$34.5M -$96K -760 -0.3%
RJFSA
122
Raymond James Financial Services Advisors
Florida
$34.2M +$1.51M +11,982 +5%
Axa
123
Axa
France
$33.9M -$5.41M -42,840 -14%
Susquehanna International Group
124
Susquehanna International Group
Pennsylvania
$33.3M +$11.2M +88,713 +51%
PI
125
Putnam Investments
Massachusetts
$33M +$12.9M +101,815 +64%
3 4
5
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