CAT icon

Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
1
BlackRock
New York
$3.19B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$1.63B
3
Citadel Advisors
3
Citadel Advisors
Florida
$157M
4
Renaissance Technologies
4
Renaissance Technologies
New York
$143M
5
Morgan Stanley
5
Morgan Stanley
New York
$965M

Top Sellers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$1.08B
2
Franklin Resources
2
Franklin Resources
California
$590M
3
Harris Associates
3
Harris Associates
Illinois
$842M
4
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$194M
5
State Street
5
State Street
Massachusetts
$4.86B
Name Holding Trade Value Shares
Change 		Shares
Change %
TAM
101
Tocqueville Asset Management
New York
$34.1M -$3.3M -35,534 -9%
Stifel Financial
102
Stifel Financial
Missouri
$33.8M +$839K +9,035 +3%
PI
103
PGGM Investments
Netherlands
$33.7M -$38.4M -414,433 -53%
Aviva
104
Aviva
United Kingdom
$33.5M -$1.93M -20,767 -5%
Federated Hermes
105
Federated Hermes
Pennsylvania
$32.9M -$254K -2,741 -0.8%
NIPH
106
NN Investment Partners Holdings
Netherlands
$31.8M -$1.77M -19,101 -5%
ELC
107
Edgar Lomax Company
Virginia
$31.7M -$16.2M -174,355 -34%
BAPIM
108
British Airways Pensions Investment Management
United Kingdom
$30.9M -$9.06M -97,730 -23%
SO
109
STRS Ohio
Ohio
$30.3M -$745K -8,036 -2%
PAMU
110
Pictet Asset Management (UK)
United Kingdom
$30.3M +$2.37M +25,600 +8%
RHBC
111
R.H. Bluestein & Co
Michigan
$30.2M -$10.5M -112,819 -26%
BCIM
112
British Columbia Investment Management
British Columbia, Canada
$30M -$2.58M -27,856 -8%
VOYA Investment Management
113
VOYA Investment Management
Georgia
$29.8M +$818K +8,816 +3%
USAA
114
United Services Automobile Association
Texas
$29.6M -$1.91M -20,636 -6%
HighTower Advisors
115
HighTower Advisors
Illinois
$29.5M -$3.38M -36,334 -10%
Teacher Retirement System of Texas
116
Teacher Retirement System of Texas
Texas
$29.3M +$6.77K +73 +0%
AAM
117
Advisors Asset Management
Colorado
$28M -$2.15M -23,144 -7%
Calamos Advisors
118
Calamos Advisors
Illinois
$27.2M +$21M +226,044 +335%
Commonwealth Equity Services
119
Commonwealth Equity Services
Massachusetts
$26.9M +$442K +4,764 +2%
MLICM
120
Metropolitan Life Insurance Company (MetLife)
New York
$26.9M -$347K -3,744 -1%
State of Tennessee, Department of Treasury
121
State of Tennessee, Department of Treasury
Tennessee
$26.7M +$9.86M +106,270 +58%
Neuberger Berman Group
122
Neuberger Berman Group
New York
$26.4M -$17.8M -192,298 -40%
ACI
123
AMP Capital Investors
Australia
$25.9M -$1.37M -14,713 -5%
MG
124
Markel Group
Virginia
$25.8M – – –
Fidelity International
125
Fidelity International
Bermuda
$25.5M -$38.1M -410,896 -60%
3 4
5
6 7