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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$1.46B
2
Capital World Investors
2
Capital World Investors
California
$1.92B
3
Morgan Stanley
3
Morgan Stanley
New York
$838M
4
CCI
4
Columbus Circle Investors
$108M
5
Vanguard Group
5
Vanguard Group
Pennsylvania
$3.48B

Top Sellers

1
Harris Associates
1
Harris Associates
Illinois
$968M
2
Massachusetts Financial Services
2
Massachusetts Financial Services
Massachusetts
$0
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$776M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$1.51B
5
State Street
5
State Street
Massachusetts
$4.97B
Name Holding Trade Value Shares
Change 		Shares
Change %
AA
101
ALPS Advisors
Colorado
$36.7M +$1.27M +13,694 +4%
Aviva
102
Aviva
United Kingdom
$35.4M -$5.16M -55,623 -13%
Ameriprise
103
Ameriprise
Minnesota
$34.2M -$6.51M -70,239 -16%
GAM
104
Gotham Asset Management
New York
$34M +$34M +366,203 New
NIPH
105
NN Investment Partners Holdings
Netherlands
$33.6M -$4.94M -53,300 -13%
State of Wisconsin Investment Board
106
State of Wisconsin Investment Board
Wisconsin
$33.5M +$1M +10,811 +3%
Federated Hermes
107
Federated Hermes
Pennsylvania
$33.2M -$16.6M -179,364 -33%
Stifel Financial
108
Stifel Financial
Missouri
$32.9M +$551K +5,941 +2%
HighTower Advisors
109
HighTower Advisors
Illinois
$32.8M +$739K +7,962 +2%
BCIM
110
British Columbia Investment Management
British Columbia, Canada
$32.5M +$3.25M +35,019 +11%
USAA
111
United Services Automobile Association
Texas
$31.5M +$5.89M +63,539 +23%
SO
112
STRS Ohio
Ohio
$31.1M -$79.3K -855 -0.3%
Nuveen Asset Management
113
Nuveen Asset Management
Illinois
$30.9M +$5.65M +60,971 +22%
Two Sigma Advisers
114
Two Sigma Advisers
New York
$30.3M +$3.8M +41,000 +14%
AAM
115
Advisors Asset Management
Colorado
$30.1M +$304K +3,280 +1%
Zurich Cantonal Bank
116
Zurich Cantonal Bank
Switzerland
$29.7M +$16.4M +176,806 +124%
Teacher Retirement System of Texas
117
Teacher Retirement System of Texas
Texas
$29.3M +$21.2M +228,704 +261%
VOYA Investment Management
118
VOYA Investment Management
Georgia
$28.9M +$156K +1,679 +0.5%
PAMU
119
Pictet Asset Management (UK)
United Kingdom
$28M -$223K -2,400 -0.8%
ACI
120
AMP Capital Investors
Australia
$27.3M +$336K +3,602 +1%
MLICM
121
Metropolitan Life Insurance Company (MetLife)
New York
$27.2M -$785K -8,462 -3%
Commonwealth Equity Services
122
Commonwealth Equity Services
Massachusetts
$26.5M +$3.22M +34,743 +14%
O
123
OppenheimerFunds
New York
$25.9M +$10.3M +110,869 +66%
MG
124
Markel Group
Virginia
$25.8M – – –
MIH
125
Madison Investment Holdings
Wisconsin
$25.4M +$4.22M +45,533 +20%
3 4
5
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