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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$1.11B
2
Capital World Investors
2
Capital World Investors
California
$1.62B
3
Morgan Stanley
3
Morgan Stanley
New York
$631M
4
American Century Companies
4
American Century Companies
Missouri
$173M
5
EVM
5
Eaton Vance Management
Massachusetts
$165M

Top Sellers

1
Capital International Investors
1
Capital International Investors
California
$40.9M
2
Harris Associates
2
Harris Associates
Illinois
$1.12B
3
State Street
3
State Street
Massachusetts
$4.85B
4
Massachusetts Financial Services
4
Massachusetts Financial Services
Massachusetts
$154M
5
VFA
5
Virtus Fund Advisers
Connecticut
$117K
Name Market Value Shares Shares
Change 		Shares
Change %
Ohio Public Employees Retirement System (OPERS)
101
Ohio Public Employees Retirement System (OPERS)
Ohio
$33.5M 377,761 +12,805 +4%
State of Wisconsin Investment Board
102
State of Wisconsin Investment Board
Wisconsin
$31.1M 350,148 -131,789 -27%
Stifel Financial
103
Stifel Financial
Missouri
$31M 348,864 -21,069 -6%
HighTower Advisors
104
HighTower Advisors
Illinois
$30.7M 345,690 +1,674 +0.5%
SO
105
STRS Ohio
Ohio
$29.8M 336,031 -11,198 -3%
BA
106
BlackRock Advisors
Delaware
$29.6M 333,635 -370,472 -53%
AAM
107
Advisors Asset Management
Colorado
$28.5M 321,279 +12,573 +4%
BCIM
108
British Columbia Investment Management
British Columbia, Canada
$28M 315,948 -1,474 -0.5%
PAMU
109
Pictet Asset Management (UK)
United Kingdom
$27M 303,913 -800 -0.3%
MLICM
110
Metropolitan Life Insurance Company (MetLife)
New York
$26.8M 301,743 -1,940 -0.6%
VDI
111
Vaughan David Investments
Illinois
$26.6M 299,756 +6,924 +2%
Caisse de Depot et Placement du Quebec (CDPQ)
112
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$26.6M 299,300 +42,850 +17%
JHIU
113
Janus Henderson Investors US
Colorado
$26.5M 298,198 +214,216 +255%
Two Sigma Advisers
114
Two Sigma Advisers
New York
$25.4M 285,637 +90,100 +46%
ACI
115
AMP Capital Investors
Australia
$25.3M 288,789 +122,236 +73%
MG
116
Markel Group
Virginia
$24.7M 278,000 – –
USAA
117
United Services Automobile Association
Texas
$24.5M 276,357 +2,973 +1%
TRSOTSOK
118
Teachers Retirement System of the State of Kentucky
Kentucky
$24.2M 272,824 +11,424 +4%
Nuveen Asset Management
119
Nuveen Asset Management
Illinois
$24.1M 272,008 -4,615 -2%
AG
120
Aperio Group
California
$24.1M 271,184 +24,767 +10%
WCM
121
Wedge Capital Management
North Carolina
$22.8M 256,782 -32,619 -11%
Commonwealth Equity Services
122
Commonwealth Equity Services
Massachusetts
$22.3M 250,900 -227 -0.1%
Nisa Investment Advisors
123
Nisa Investment Advisors
Missouri
$22.1M 248,895 +8,975 +4%
MHC
124
Meyer Handelman Company
New York
$22M 247,916 – –
State of Tennessee, Department of Treasury
125
State of Tennessee, Department of Treasury
Tennessee
$21.9M 247,118 +62,796 +34%
3 4
5
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