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Caterpillar
CAT

Overview Fund Activity

1,083 hedge funds and large institutions have $30.6B invested in Caterpillar in 2016 Q1 according to their latest regulatory filings, with 102 funds opening new positions, 414 increasing their positions, 410 reducing their positions, and 69 closing their positions.

Holders
1,083
Holders Change
+18
Holders Change %
+1.69%
% of All Funds
28.9%
Holding in Top 10
17
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+142.86%
% of All Funds
0.45%
New
102
Increased
414
Reduced
410
Closed
69
Calls
$1.02B
Puts
$1.65B
Net Calls
-$621M
Net Calls Change
+$433M

Top Buyers

1
BFA
1
BlackRock Fund Advisors
California
$752M
2
Invesco
2
Invesco
Georgia
$776M
3
Norges Bank
3
Norges Bank
Norway
$289M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$1.25B
5
Los Angeles Capital Management
5
Los Angeles Capital Management
California
$43.7M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.2B
2
ACM
2
Americafirst Capital Management
California
$0
3
LSV Asset Management
3
LSV Asset Management
Illinois
$6.27M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$2.65B
5
Harris Associates
5
Harris Associates
Illinois
$1.16B
Name Market Value Shares Shares
Change 		Shares
Change %
SO
101
STRS Ohio
Ohio
$28.4M 371,469 +1,393 +0.4%
Stifel Financial
102
Stifel Financial
Missouri
$27.7M 361,475 -440,818 -55%
TAM
103
Tocqueville Asset Management
New York
$27.6M 361,203 -6,936 -2%
RHBC
104
R.H. Bluestein & Co
Michigan
$26.5M 346,673 -16,951 -5%
HighTower Advisors
105
HighTower Advisors
Illinois
$26.1M 340,769 +153,758 +82%
VOYA Investment Management
106
VOYA Investment Management
Georgia
$25.6M 334,469 -18,472 -5%
Adage Capital Partners
107
Adage Capital Partners
Massachusetts
$25.3M 330,980 +13,839 +4%
DFO
108
Duquesne Family Office
New York
$25.3M 330,000 +330,000 New
LPL Financial
109
LPL Financial
California
$24.8M 329,179 +57,009 +21%
National Pension Service
110
National Pension Service
South Korea
$24.7M 322,866 +12,591 +4%
GAM
111
Gotham Asset Management
New York
$24.7M 322,860 +233,070 +260%
WCM
112
Wedge Capital Management
North Carolina
$24.4M 318,580 -23,545 -7%
MLICM
113
Metropolitan Life Insurance Company (MetLife)
New York
$23.9M 312,144 -6,431 -2%
PAM
114
Panagora Asset Management
Massachusetts
$23.8M 310,929 -112,474 -27%
BCIM
115
British Columbia Investment Management
British Columbia, Canada
$23M 301,050 +15,515 +5%
AA
116
ALPS Advisors
Colorado
$23M 300,043 +1,799 +0.6%
AAM
117
Advisors Asset Management
Colorado
$22.8M 298,431 +58,547 +24%
WRF
118
Waddell & Reed Financial
Kansas
$22.6M 295,525 +6,900 +2%
SG Americas Securities
119
SG Americas Securities
New York
$22.5M 294,007 +56,622 +24%
VDI
120
Vaughan David Investments
Illinois
$22.3M 291,100 +4,401 +2%
Canada Pension Plan Investment Board
121
Canada Pension Plan Investment Board
Ontario, Canada
$22.2M 290,329 +112,100 +63%
MG
122
Markel Group
Virginia
$21.3M 278,000 – –
Susquehanna International Group
123
Susquehanna International Group
Pennsylvania
$21.2M 276,870 -1,133,384 -80%
BAMF
124
BI Asset Management Fondsmaeglerselskab
Denmark
$20.8M 271,200 -35,300 -12%
USAA
125
United Services Automobile Association
Texas
$20.7M 270,764 +2,756 +1%
3 4
5
6 7