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Caterpillar
CAT

Overview Fund Activity

1,144 hedge funds and large institutions have $40.4B invested in Caterpillar in 2014 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 375 increasing their positions, 511 reducing their positions, and 61 closing their positions.

Holders
1,144
Holders Change
-25
Holders Change %
-2.14%
% of All Funds
33.22%
Holding in Top 10
20
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-37.5%
% of All Funds
0.58%
New
50
Increased
375
Reduced
511
Closed
61
Calls
$841M
Puts
$2.01B
Net Calls
-$1.16B
Net Calls Change
-$748M

Top Buyers

1
WRF
1
Waddell & Reed Financial
Kansas
$759M
2
HCM
2
Herndon Capital Management
Georgia
$148M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$266M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$3.74B
5
Wellington Management Group
5
Wellington Management Group
Massachusetts
$514M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.87B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$988M
3
Norges Bank
3
Norges Bank
Norway
$349M
4
Goldman Sachs
4
Goldman Sachs
New York
$206M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$331M
Name Holding Trade Value Shares
Change 		Shares
Change %
SB
101
Suntrust Banks
Georgia
$44.2M -$3.89M -39,235 -8%
Caisse de Depot et Placement du Quebec (CDPQ)
102
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$43.9M +$4.41M +44,528 +11%
EA
103
Euclid Advisors
Connecticut
$43.3M +$5.74M +57,967 +15%
GIA
104
Gateway Investment Advisers
Ohio
$42.2M +$1.75M +17,628 +4%
Teacher Retirement System of Texas
105
Teacher Retirement System of Texas
Texas
$40.5M -$25.3K -255 -0.1%
BCIM
106
British Columbia Investment Management
British Columbia, Canada
$40.4M -$2.13M -21,494 -5%
Aviva
107
Aviva
United Kingdom
$40M -$346K -3,496 -0.9%
AAM
108
Aberdeen Asset Management
United Kingdom
$39.5M -$9.21M -93,027 -19%
SO
109
STRS Ohio
Ohio
$38.9M – – –
USAA
110
United Services Automobile Association
Texas
$38.6M +$4.32M +43,622 +13%
IG
111
ING Group
Netherlands
$37.4M -$3.93M -39,678 -10%
Axa
112
Axa
France
$36.6M +$1.03M +10,364 +3%
MLICM
113
Metropolitan Life Insurance Company (MetLife)
New York
$36.1M -$334K -3,374 -0.9%
D.E. Shaw & Co
114
D.E. Shaw & Co
New York
$35.6M +$34.8M +351,681 +4,548%
Nuveen Asset Management
115
Nuveen Asset Management
Illinois
$34.8M +$501K +5,059 +1%
GAM
116
Gotham Asset Management
New York
$34.8M -$20.3M -205,336 -37%
RHBC
117
R.H. Bluestein & Co
Michigan
$34.7M -$275K -2,777 -0.8%
CCMH
118
Cornerstone Capital Management Holdings
New York
$34.5M +$901K +9,096 +3%
GC
119
Guggenheim Capital
Illinois
$34.3M +$6.05M +61,073 +21%
Canada Pension Plan Investment Board
120
Canada Pension Plan Investment Board
Ontario, Canada
$33.6M +$7.68M +77,548 +30%
M2MC
121
Matthew 25 Management Corp
Pennsylvania
$33M +$545K +5,500 +2%
PAMU
122
Pictet Asset Management (UK)
United Kingdom
$32.7M -$1.88M -18,960 -5%
SFSIG
123
San Francisco Sentry Investment Group
California
$31.8M +$25.1K +253 +0.1%
NFA
124
Nationwide Fund Advisors
Ohio
$31.6M +$1.43M +14,392 +5%
TG
125
TCW Group
California
$30.5M -$496K -5,013 -2%
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5
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