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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$2.47B
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$305M
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$299M
4
Goldman Sachs
4
Goldman Sachs
New York
$538M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$133M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$172M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$419M
3
Lord, Abbett & Co
3
Lord, Abbett & Co
New Jersey
$96.7M
4
State Street
4
State Street
Massachusetts
$6.09B
5
Morgan Stanley
5
Morgan Stanley
New York
$371M
Name Holding Trade Value Shares
Change 		Shares
Change %
TD Asset Management
101
TD Asset Management
Ontario, Canada
$41.9M +$3.21M +35,340 +8%
SO
102
STRS Ohio
Ohio
$40.3M +$1.89M +20,800 +5%
RFC
103
Russell Frank Company
Washington
$39.6M +$2.42M +26,590 +7%
IG
104
ING Group
Netherlands
$38.1M +$8.46M +93,131 +29%
MLICM
105
Metropolitan Life Insurance Company (MetLife)
New York
$36.3M -$722K -7,948 -2%
USAA
106
United Services Automobile Association
Texas
$35M +$18.6K +205 +0.1%
RJA
107
Raymond James & Associates
Florida
$32.7M -$4.69M -51,604 -13%
EA
108
Euclid Advisors
Connecticut
$32.3M -$13.3M -146,970 -29%
AIG
109
American International Group
New York
$32M +$6.68M +73,577 +26%
PAMU
110
Pictet Asset Management (UK)
United Kingdom
$31.7M -$2.85M -31,400 -8%
RHBC
111
R.H. Bluestein & Co
Michigan
$31.7M +$2.84M +31,291 +10%
FIM
112
FourPoints Investment Managers
France
$31M -$3.41M -37,577 -10%
Axa
113
Axa
France
$29.5M +$929K +10,230 +3%
SFSIG
114
San Francisco Sentry Investment Group
California
$29.2M +$23.5K +259 +0.1%
M2MC
115
Matthew 25 Management Corp
Pennsylvania
$28.6M +$1.77M +19,500 +7%
TG
116
TCW Group
California
$28.6M +$40.9K +450 +0.1%
SIA
117
Sit Investment Associates
Minnesota
$27.9M -$6.39M -70,315 -19%
Nuveen Asset Management
118
Nuveen Asset Management
Illinois
$27.9M -$439K -4,839 -2%
Teacher Retirement System of Texas
119
Teacher Retirement System of Texas
Texas
$27.8M -$19.9M -219,452 -42%
VOYA Investment Management
120
VOYA Investment Management
Georgia
$27.4M +$174K +1,919 +0.6%
TPSF
121
Texas Permanent School Fund
Texas
$26.8M -$1.99M -21,884 -7%
Schroder Investment Management Group
122
Schroder Investment Management Group
United Kingdom
$26.7M -$24.2M -266,594 -48%
NFA
123
Nationwide Fund Advisors
Ohio
$26.3M -$1.14M -12,552 -4%
Los Angeles Capital Management
124
Los Angeles Capital Management
California
$26.1M +$4.89M +53,830 +23%
BCIM
125
British Columbia Investment Management
British Columbia, Canada
$26.1M -$2.42M -26,605 -8%
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