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Caterpillar
CAT

Overview Fund Activity

1,071 hedge funds and large institutions have $33.2B invested in Caterpillar in 2013 Q3 according to their latest regulatory filings, with 82 funds opening new positions, 365 increasing their positions, 484 reducing their positions, and 74 closing their positions.

Holders
1,071
Holders Change
-2
Holders Change %
-0.19%
% of All Funds
34.74%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.71%
New
82
Increased
365
Reduced
484
Closed
74
Calls
$930M
Puts
$1.52B
Net Calls
-$586M
Net Calls Change
+$45M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$1.98B
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$497M
3
Franklin Resources
3
Franklin Resources
California
$445M
4
SG Americas Securities
4
SG Americas Securities
New York
$150M
5
Lord, Abbett & Co
5
Lord, Abbett & Co
New Jersey
$195M

Top Sellers

1
State Street
1
State Street
Massachusetts
$5.68B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$540M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$162M
4
HSBC Holdings
4
HSBC Holdings
United Kingdom
$135M
5
Schroder Investment Management Group
5
Schroder Investment Management Group
United Kingdom
$46.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
Chevy Chase Trust
101
Chevy Chase Trust
Maryland
$38.5M -$388K -4,647 -1%
SCM
102
Stevens Capital Management
Pennsylvania
$37.8M +$37.8M +453,402 New
TD Asset Management
103
TD Asset Management
Ontario, Canada
$35.6M -$1.85M -22,195 -5%
SO
104
STRS Ohio
Ohio
$35.3M -$5.58M -66,972 -14%
RJA
105
Raymond James & Associates
Florida
$34.3M -$1.12M -13,483 -3%
RFC
106
Russell Frank Company
Washington
$34.1M -$4.42M -53,028 -11%
MLICM
107
Metropolitan Life Insurance Company (MetLife)
New York
$34M -$1.27M -15,222 -4%
USAA
108
United Services Automobile Association
Texas
$32.1M +$952K +11,419 +3%
PAMU
109
Pictet Asset Management (UK)
United Kingdom
$31.7M +$300K +3,600 +1%
FIM
110
FourPoints Investment Managers
France
$31.6M +$7.06M +84,726 +29%
SIA
111
Sit Investment Associates
Minnesota
$31.5M +$1.45M +17,390 +5%
N
112
Natixis
France
$31.2M -$14.2M -169,727 -31%
D.E. Shaw & Co
113
D.E. Shaw & Co
New York
$31.1M +$6.68M +80,158 +27%
Citadel Advisors
114
Citadel Advisors
Florida
$28.8M +$14.2M +170,368 +97%
Nomura Holdings
115
Nomura Holdings
Japan
$28.6M +$10.4M +125,279 +58%
IG
116
ING Group
Netherlands
$27.2M -$7.25M -86,992 -21%
SFSIG
117
San Francisco Sentry Investment Group
California
$26.8M -$16.7K -200 -0.1%
RHBC
118
R.H. Bluestein & Co
Michigan
$26.5M +$1.93M +23,196 +8%
TPSF
119
Texas Permanent School Fund
Texas
$26.4M -$1.74M -20,832 -6%
Axa
120
Axa
France
$26.2M +$777K +9,314 +3%
TG
121
TCW Group
California
$26.2M -$684K -8,200 -3%
BCIM
122
British Columbia Investment Management
British Columbia, Canada
$26.2M -$4.74M -56,879 -15%
Nuveen Asset Management
123
Nuveen Asset Management
Illinois
$26M -$1.17M -13,972 -4%
UOC
124
UBS O'Connor
Illinois
$25.7M +$16.2M +194,269 +171%
NFA
125
Nationwide Fund Advisors
Ohio
$25.2M -$3.57M -42,848 -12%
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5
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