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Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$1.21B
2
Invesco
2
Invesco
Georgia
$404M
3
Fidelity International
3
Fidelity International
Bermuda
$186M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$494M
5
O
5
OppenheimerFunds
New York
$155M

Top Sellers

1
State Street
1
State Street
Massachusetts
$6.16B
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$44.1M
3
MNA
3
Manning & Napier Advisors
New York
$152M
4
Franklin Resources
4
Franklin Resources
California
$473M
5
Capital World Investors
5
Capital World Investors
California
$2.6B
Name Holding Trade Value Shares
Change 		Shares
Change %
MCM
1201
McKinley Capital Management
Alaska
– -$449K -4,940 Closed
TH
1202
Timber Hill
Connecticut
– -$439K -4,835 Closed
JT
1203
Jump Trading
Illinois
– -$430K -4,733 Closed
OWIM
1204
Old West Investment Management
California
– -$375K -4,140 Closed
VFAM
1205
Valley Forge Asset Management
Pennsylvania
– -$359K -3,950 Closed
AGM
1206
Alpine Global Management
New York
– -$326K -3,588 Closed
ARTA
1207
A.R.T. Advisors
New York
– -$294K -3,240 Closed
FCFC
1208
First Commonwealth Financial Corp
Pennsylvania
– -$281K -3,093 Closed
TL
1209
Tirschwell & Loewy
New York
– -$272K -3,000 Closed
FHB
1210
First Hawaiian Bank
Hawaii
– -$271K -2,987 Closed
RC
1211
Reik & Co
New York
– -$246K -2,708 Closed
IF
1212
IRON Financial
Illinois
– -$239K -2,636 Closed
FIG
1213
Fusion Investment Group
Pennsylvania
– -$227K -2,501 Closed
AIA
1214
Avalon Investment & Advisory
Texas
– -$219K -2,410 Closed
OAC
1215
OMERS Administration Corp
Ontario, Canada
– -$218K -2,400 Closed
CL
1216
CPWM LLC
Washington
– -$202K -2,222 Closed
FA
1217
Financial Advantage
Maryland
– -$195K -2,150 Closed
BCM
1218
Blenheim Capital Management
New Jersey
– -$182K -2,000 Closed
Walleye Trading
1219
Walleye Trading
New York
– -$156K -1,717 Closed
Twin Tree Management
1220
Twin Tree Management
Texas
– -$117K -1,284 Closed
MP
1221
Manifold Partners
California
– -$91K -1,000 Closed
SFPIA
1222
Stevens First Principles Investment Advisors
California
– -$82K -900 Closed
Carson Wealth (CWM LLC)
1223
Carson Wealth (CWM LLC)
Nebraska
– -$75K -827 Closed
PFO
1224
Pathstone Family Office
New Jersey
– -$43K -470 Closed
SHWM
1225
Smith & Howard Wealth Management
Georgia
– -$37K -405 Closed
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