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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
1
BlackRock
New York
$3.19B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$1.63B
3
Citadel Advisors
3
Citadel Advisors
Florida
$157M
4
Renaissance Technologies
4
Renaissance Technologies
New York
$143M
5
Morgan Stanley
5
Morgan Stanley
New York
$965M

Top Sellers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$1.08B
2
Franklin Resources
2
Franklin Resources
California
$590M
3
Harris Associates
3
Harris Associates
Illinois
$842M
4
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$194M
5
State Street
5
State Street
Massachusetts
$4.86B
Name Holding Trade Value Shares
Change 		Shares
Change %
RCA
1176
Rowland Carmichael Advisors
Arizona
– -$1.15M -12,379 Closed
BCP
1177
Blue Chip Partners
Michigan
– -$1.09M -11,793 Closed
LP
1178
LMR Partners
United Kingdom
– -$1.05M -11,366 Closed
Jacobs Levy Equity Management
1179
Jacobs Levy Equity Management
New Jersey
– -$964K -10,400 Closed
LCM
1180
Lee Capital Management
New York
– -$927K -10,000 Closed
SACTSONJ
1181
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
– -$927K -10,000 Closed
WCBA
1182
Weaver C. Barksdale & Associates
Tennessee
– -$883K -9,516 Closed
Jennison Associates
1183
Jennison Associates
New York
– -$876K -9,451 Closed
MSU
1184
Mizuho Securities USA
New York
– -$875K -9,439 Closed
QIM
1185
Quantitative Investment Management
Virginia
– -$871K -9,400 Closed
UAS
1186
United Asset Strategies
New York
– -$786K -8,478 Closed
CNB
1187
Camden National Bank
Maine
– -$768K -8,286 Closed
NJBEST
1188
New Jersey Better Educational Savings Trust
New Jersey
– -$742K -8,000 Closed
SJIM
1189
St. Johns Investment Management
Florida
– -$730K -7,872 Closed
RC
1190
RBO & Co
California
– -$697K -7,511 Closed
MLL
1191
Moody Lynn & Lieberson
Massachusetts
– -$657K -7,083 Closed
Susquehanna International Group
1192
Susquehanna International Group
Pennsylvania
– -$633K -6,822 Closed
DAS
1193
Dynamic Advisor Solutions
Arizona
– -$629K -6,781 Closed
SCM
1194
Southport Capital Management
Tennessee
– -$591K -6,371 Closed
Mackenzie Financial
1195
Mackenzie Financial
Ontario, Canada
– -$558K -6,012 Closed
PRCM
1196
Pine River Capital Management
Minnesota
– -$529K -5,700 Closed
MHS
1197
M Holdings Securities
Oregon
– -$487K -5,255 Closed
MFP
1198
Mosaic Financial Partners
California
– -$464K -5,000 Closed
BAM
1199
Brave Asset Management
New Jersey
– -$453K -4,890 Closed
HA
1200
Hamel Associates
New Jersey
– -$451K -4,875 Closed
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