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Caterpillar
CAT

Overview Fund Activity

1,169 hedge funds and large institutions have $46.2B invested in Caterpillar in 2014 Q2 according to their latest regulatory filings, with 75 funds opening new positions, 383 increasing their positions, 523 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,169
Holders Change
+9
Holders Change %
+0.78%
% of All Funds
33.62%
Holding in Top 10
32
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+33.33%
% of All Funds
0.92%
New
75
Increased
383
Reduced
523
Closed
61
Calls
$1.05B
Puts
$1.47B
Net Calls
-$417M
Net Calls Change
-$94.8M

Top Buyers

1
WRF
1
Waddell & Reed Financial
Kansas
$585M
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$850M
3
Norges Bank
3
Norges Bank
Norway
$654M
4
Lord, Abbett & Co
4
Lord, Abbett & Co
New Jersey
$288M
5
Fidelity Investments
5
Fidelity Investments
Massachusetts
$1.53B

Top Sellers

1
State Street
1
State Street
Massachusetts
$6.37B
2
Goldman Sachs
2
Goldman Sachs
New York
$411M
3
MNA
3
Manning & Napier Advisors
New York
$8.08M
4
ClearBridge Investments
4
ClearBridge Investments
New York
$113M
5
IGIM
5
I.G. Investment Management
Manitoba, Canada
$10.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
PP
1176
PDT Partners
New York
– -$12.1M -122,000 Closed
WM
1177
WCG Management
New York
– -$8.21M -82,430 Closed
TPCM
1178
Tide Point Capital Management
Connecticut
– -$7.45M -75,000 Closed
QIM
1179
Quantitative Investment Management
Virginia
– -$5.26M -52,900 Closed
BCM
1180
Barometer Capital Management
Ontario, Canada
– -$5.17M -52,000 Closed
AC
1181
Amiya Capital
United Kingdom
– -$5.07M -51,000 Closed
SCA
1182
SAC Capital Advisors
Connecticut
– -$3.34M -33,615 Closed
QT
1183
Quantbot Technologies
New York
– -$3.01M -30,328 Closed
MCM
1184
Moore Capital Management
New York
– -$2.98M -30,000 Closed
SGH
1185
Schonfeld Group Holdings
New York
– -$2.37M -23,839 Closed
LAM
1186
Lingohr Asset Management
Germany
– -$1.86M -18,700 Closed
Two Sigma Investments
1187
Two Sigma Investments
New York
– -$1.82M -18,277 Closed
GCP
1188
GSA Capital Partners
United Kingdom
– -$1.69M -16,998 Closed
ACM
1189
Argentus Capital Management
Texas
– -$1.64M -16,537 Closed
VAS
1190
Valicenti Advisory Services
New York
– -$1.62M -16,295 Closed
KFC
1191
Klingenstein Fields & Co
New York
– -$1.56M -15,733 Closed
SCM
1192
Stellar Capital Management
Arizona
– -$1.55M -15,587 Closed
NCM
1193
Newland Capital Management
New York
– -$1.49M -15,000 Closed
HRC
1194
Hoertkorn Richard Charles
– -$1.47M -14,740 Closed
BCM
1195
Breithorn Capital Management
New York
– -$1.34M -13,464 Closed
HPA
1196
Hilltop Park Associates
New York
– -$1.24M -12,500 Closed
GL
1197
GLG LLC
New York
– -$1.07M -10,805 Closed
PFM
1198
PacWest Financial Management
Arizona
– -$1M -10,080 Closed
UOC
1199
UBS O'Connor
Illinois
– -$874K -8,797 Closed
CC
1200
Cipher Capital
New York
– -$841K -8,464 Closed
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