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Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$1.21B
2
Invesco
2
Invesco
Georgia
$404M
3
Fidelity International
3
Fidelity International
Bermuda
$186M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$494M
5
O
5
OppenheimerFunds
New York
$155M

Top Sellers

1
State Street
1
State Street
Massachusetts
$6.16B
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$44.1M
3
MNA
3
Manning & Napier Advisors
New York
$152M
4
Franklin Resources
4
Franklin Resources
California
$473M
5
Capital World Investors
5
Capital World Investors
California
$2.6B
Name Holding Trade Value Shares
Change 		Shares
Change %
Renaissance Technologies
1176
Renaissance Technologies
New York
– -$2.55M -28,100 Closed
WCA
1177
Westover Capital Advisors
Delaware
– -$2.09M -23,043 Closed
Voloridge Investment Management
1178
Voloridge Investment Management
Florida
– -$1.75M -19,300 Closed
CWM
1179
CIBC World Markets
New York
– -$1.74M -19,185 Closed
PIM
1180
Perkins Investment Management
Illinois
– -$1.59M -17,476 Closed
CAS
1181
CTC Alternative Strategies
Illinois
– -$1.58M -17,350 Closed
Tudor Investment Corp
1182
Tudor Investment Corp
Connecticut
– -$1.36M -15,000 Closed
GCA
1183
Gideon Capital Advisors
New York
– -$1.33M -14,628 Closed
TC
1184
TradeLink Capital
Illinois
– -$1.15M -12,700 Closed
CCM
1185
Condor Capital Management
New Jersey
– -$1.14M -12,579 Closed
CWM
1186
Calamos Wealth Management
Illinois
– -$993K -10,939 Closed
SCM
1187
Stux Capital Management
New York
– -$972K -10,700 Closed
P3I
1188
Progeny 3 Inc
Washington
– -$919K -10,120 Closed
ACI
1189
Advance Capital I
Michigan
– -$894K -9,850 Closed
WWM
1190
Willingdon Wealth Management
North Carolina
– -$833K -9,177 Closed
Fiera Capital (Canada)
1191
Fiera Capital (Canada)
Quebec, Canada
– -$786K -8,655 Closed
CFA
1192
Capstone Financial Advisors
Illinois
– -$632K -6,964 Closed
ASN
1193
Advisory Services Network
Georgia
– -$600K -6,604 Closed
T
1194
TradeWorx
New Jersey
– -$598K -6,584 Closed
CC
1195
Carlson Capital
Texas
– -$568K -6,255 Closed
MFIMFI
1196
Mesirow Financial Investment Management - Fixed Income
Illinois
– -$548K -6,038 Closed
SIM
1197
SSI Investment Management
California
– -$546K -6,028 Closed
AA
1198
ALPS Advisors
Colorado
– -$528K -5,620 Closed
ANTB
1199
AMG National Trust Bank
Colorado
– -$510K -5,619 Closed
NERM
1200
New England Research & Management
Illinois
– -$475K -5,235 Closed
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48
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