Carlson Capital’s Caterpillar CAT Stock Holding History

Carlson Capital’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-6,255	Closed	-$568K	–	322
2013 Q4	$568K	Buy	+6,255	New	+$534K	0.01%	267

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Carlson Capital's CAT Position: Q1 2014 in Review

Carlson Capital sold out of Caterpillar (CAT) in Q1 2014, closing a stake of 6,255 shares — an estimated $568K sold.

Carlson Capital first reported a position in CAT in Q4 2013 and held it in 1 quarter. The position peaked at $568K in Q4 2013. 1,160 funds tracked by Wall St. Rank hold CAT as of Q1 2014.

Carlson Capital reported no remaining Caterpillar position as of Q1 2014 after selling out during the quarter.
Carlson Capital sold 6,255 Caterpillar shares in Q1 2014, an estimated $568K.
Carlson Capital first reported a position in Caterpillar in Q4 2013 and held it in 1 quarter.
Carlson Capital's Caterpillar position peaked at $568K in Q4 2013.
1,160 funds tracked by Wall St. Rank held Caterpillar as of Q1 2014.

Based on Carlson Capital's 13F filing for Q1 2014, filed 15 May 2014.