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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
WA
1151
Wealth Architects
California
– – -2,615 Closed
BONST
1152
Bank of Nova Scotia Trust
Ontario, Canada
– – -2,600 Closed
KWMG
1153
King Wealth Management Group
Florida
– – -2,596 Closed
LCOV
1154
London Company of Virginia
Virginia
– – -2,590 Closed
DIS
1155
Diversified Investment Strategies
Louisiana
– – -2,550 Closed
WRM
1156
Weybosset Research & Management
Rhode Island
– – -2,550 Closed
CHJWM
1157
Carlton Hofferkamp & Jenks Wealth Management
Texas
– – -2,515 Closed
CW
1158
Cobiz Wealth
Colorado
– – -2,487 Closed
RIG
1159
Roosevelt Investment Group
New York
– – -2,477 Closed
CCT
1160
Country Club Trust
Missouri
– – -2,463 Closed
BMO
1161
Beck Mack & Oliver
New York
– – -2,452 Closed
LCM
1162
LVM Capital Management
Michigan
– – -2,450 Closed
TAM
1163
Trillium Asset Management
Massachusetts
– – -2,434 Closed
DT
1164
Diversified Trust
Tennessee
– – -2,412 Closed
YMRC
1165
Yorktown Management & Research Company
Virginia
– – -2,400 Closed
JWBC
1166
J.W. Burns & Co
New York
– – -2,400 Closed
STMM
1167
South Texas Money Management
Texas
– – -2,394 Closed
BRA
1168
Bender Robert & Associates
California
– – -2,382 Closed
PI
1169
Pettee Investors
Connecticut
– – -2,365 Closed
AUB
1170
Atlantic Union Bankshares
Virginia
– – -2,364 Closed
RSVP
1171
Ramsay Stattman Vela & Price
Colorado
– – -2,360 Closed
GS
1172
GAM Systematic
United Kingdom
– – -1,993 Closed
FANJ
1173
Financial Architects (New Jersey)
New Jersey
– – -1,620 Closed
SGC
1174
South Georgia Capital
Illinois
– – -1,100 Closed
JGC
1175
J. Goldman & Co
New York
– – -849 Closed
45 46
47
48 49