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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
$2.47B
2
Capital Research Global Investors
Capital Research Global Investors
California
$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
$299M
4
Goldman Sachs
Goldman Sachs
New York
$538M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
$172M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$419M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$96.7M
4
State Street
State Street
Massachusetts
$6.09B
5
Morgan Stanley
Morgan Stanley
New York
$371M
Name Holding Trade Value Shares
Change 		Shares
Change %
FCBT
1151
First Citizens Bank & Trust
North Carolina
– -$5.29M -63,448 Closed
SONJCPFE
1152
State of New Jersey Common Pension Fund E
New Jersey
– -$5M -60,000 Closed
JIM
1153
Jupiter Investment Management
United Kingdom
– -$4.97M -59,600 Closed
GPSPJS
1154
General Pension Society PZU Joint Stock
Poland
– -$4.95M -59,400 Closed
AL
1155
Airain Ltd
Guernsey
– -$4.79M -57,480 Closed
VFM
1156
Viking Fund Management
North Dakota
– -$4.59M -55,000 Closed
ICM
1157
Ionic Capital Management
New York
– -$2.91M -34,913 Closed
FAAM
1158
First Allied Asset Management
California
– -$2.65M -32,442 Closed
SGDR
1159
SPX Gestao de Recursos
Brazil
– -$2.39M -28,700 Closed
PIP
1160
Perennial Investment Partners
Australia
– -$2.27M -27,211 Closed
BC
1161
BMI Capital
New York
– -$2.25M -27,025 Closed
FIG
1162
Fortress Investment Group
New York
– -$1.92M -23,000 Closed
EGA
1163
Eagle Global Advisors
Texas
– -$1.61M -19,260 Closed
PMAM
1164
Picton Mahoney Asset Management
Ontario, Canada
– -$1.45M -17,400 Closed
WIM
1165
Waverton Investment Management
United Kingdom
– -$1.2M -14,350 Closed
CG
1166
Clinton Group
New York
– -$987K -11,836 Closed
BSB
1167
Bangor Savings Bank
Maine
– -$970K -11,627 Closed
Fidelity International
1168
Fidelity International
Bermuda
– -$854K -10,240 Closed
BC
1169
Banced Corp
Illinois
– -$851K -10,205 Closed
CNAM
1170
Campbell Newman Asset Management
Wisconsin
– -$808K -9,680 Closed
Arrowstreet Capital
1171
Arrowstreet Capital
Massachusetts
– -$685K -8,211 Closed
GCT
1172
Galaxy Capital Trading
British Virgin Islands
– -$659K -7,900 Closed
CWP
1173
Capital Wealth Planning
Florida
– -$606K -7,272 Closed
ACM
1174
Avalon Capital Management
California
– -$492K -5,900 Closed
ANBT
1175
American National Bank & Trust
Texas
– -$477K -5,715 Closed
45 46
47
48 49