BMI Capital’s Caterpillar CAT Stock Holding History

BMI Capital’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-27,025	Closed	-$2.25M	–	22
2013 Q3	$2.25M	Hold	27,025	–	–	1.41%	18
2013 Q2	$2.23M	Buy	+27,025	New	+$2.3M	1.43%	17

Other funds holding CAT

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

BMI Capital's CAT Position: Q4 2013 in Review

BMI Capital sold out of Caterpillar (CAT) in Q4 2013, closing a stake of 27,025 shares — an estimated $2.25M sold.

BMI Capital first reported a position in CAT in Q2 2013 and held it in 2 quarters. The position peaked at $2.25M in Q3 2013. 1,140 funds tracked by Wall St. Rank hold CAT as of Q4 2013.

BMI Capital reported no remaining Caterpillar position as of Q4 2013 after selling out during the quarter.
BMI Capital sold 27,025 Caterpillar shares in Q4 2013, an estimated $2.25M.
BMI Capital first reported a position in Caterpillar in Q2 2013 and held it in 2 quarters.
BMI Capital's Caterpillar position peaked at $2.25M in Q3 2013.
1,140 funds tracked by Wall St. Rank held Caterpillar as of Q4 2013.

Based on BMI Capital's 13F filing for Q4 2013, filed 7 Feb 2014.