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First Allied Asset Management’s Caterpillar CAT Stock Holding History

First Allied Asset Management’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-32,442
Closed -$2.65M – 178
2013
Q3 		$2.65M Buy
+32,442
New +$2.74M 0.4% 84

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Capital World Investors
Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

First Allied Asset Management's CAT Position: Q4 2013 in Review

First Allied Asset Management sold out of Caterpillar (CAT) in Q4 2013, closing a stake of 32,442 shares — an estimated $2.65M sold.

First Allied Asset Management first reported a position in CAT in Q3 2013 and held it in 1 quarter. The position peaked at $2.65M in Q3 2013. 1,139 funds tracked by Wall St. Rank hold CAT as of Q4 2013.

  • First Allied Asset Management reported no remaining Caterpillar position as of Q4 2013 after selling out during the quarter.
  • First Allied Asset Management sold 32,442 Caterpillar shares in Q4 2013, an estimated $2.65M.
  • First Allied Asset Management first reported a position in Caterpillar in Q3 2013 and held it in 1 quarter.
  • First Allied Asset Management's Caterpillar position peaked at $2.65M in Q3 2013.
  • 1,139 funds tracked by Wall St. Rank held Caterpillar as of Q4 2013.

Based on First Allied Asset Management's 13F filing for Q4 2013, filed 13 Feb 2014.