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Caterpillar
CAT

Overview Fund Activity

1,114 hedge funds and large institutions have $31.5B invested in Caterpillar in 2015 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 401 increasing their positions, 476 reducing their positions, and 152 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,114
Holders Change
-84
Holders Change %
-7.01%
% of All Funds
29.71%
Holding in Top 10
8
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-38.46%
% of All Funds
0.21%
New
82
Increased
401
Reduced
476
Closed
152
Calls
$816M
Puts
$1.85B
Net Calls
-$1.03B
Net Calls Change
-$567M

Top Buyers

1
Harris Associates
Harris Associates
Illinois
$646M
2
Franklin Resources
Franklin Resources
California
$612M
3
Wellington Management Group
Wellington Management Group
Massachusetts
$893M
4
Capital World Investors
Capital World Investors
California
$1.33B
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$135M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$292M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$88.4M
3
EVM
Eaton Vance Management
Massachusetts
$85.4M
4
HCM
Herndon Capital Management
Georgia
$0
5
Morgan Stanley
Morgan Stanley
New York
$267M
Name Holding Trade Value Shares
Change 		Shares
Change %
ARTA
1126
A.R.T. Advisors
New York
– -$12.8M -140,170 Closed
CCM
1127
Copeland Capital Management
Pennsylvania
– -$11.2M -122,792 Closed
AIA
1128
Affinity Investment Advisors
California
– -$10.2M -111,202 Closed
MAM
1129
Martingale Asset Management
Massachusetts
– -$9.27M -101,233 Closed
BA
1130
Bridgewater Associates
Connecticut
– -$8.45M -92,287 Closed
CIM
1131
Contravisory Investment Management
Massachusetts
– -$8.17M -89,290 Closed
Two Sigma Advisers
1132
Two Sigma Advisers
New York
– -$7.18M -78,437 Closed
SC
1133
Sculptor Capital
New York
– -$7.1M -77,543 Closed
HI
1134
HBK Investments
Texas
– -$5.69M -62,200 Closed
FP
1135
Foundry Partners
Minnesota
– -$4.5M -49,160 Closed
GF
1136
Goodman Financial
Texas
– -$4.38M -47,890 Closed
SCM
1137
Sterling Capital Management
North Carolina
– -$4.38M -47,830 Closed
AL
1138
AJO LP
Pennsylvania
– -$4.37M -47,750 Closed
PAM
1139
Princeton Alpha Management
New Jersey
– -$4.23M -46,255 Closed
FBB
1140
Fulton Breakefield Broenniman
Maryland
– -$4.18M -45,715 Closed
Walleye Trading
1141
Walleye Trading
New York
– -$4.13M -45,154 Closed
PDN
1142
Pensionfund DSM Netherlands
Netherlands
– -$4.07M -44,500 Closed
MAM
1143
Meeder Asset Management
Ohio
– -$3.66M -39,980 Closed
RAM
1144
Roanoke Asset Management
New Jersey
– -$3.38M -36,875 Closed
SHGA
1145
Sand Hill Global Advisors
California
– -$3.3M -36,069 Closed
BCM
1146
BBT Capital Management
Texas
– -$3.28M -35,814 Closed
MAM
1147
Mastrapasqua Asset Management
Tennessee
– -$3M -32,780 Closed
AAM
1148
Ardevora Asset Management
United Kingdom
– -$2.96M -32,313 Closed
EWA
1149
Exencial Wealth Advisors
Oklahoma
– -$2.51M -28,661 Closed
CC
1150
CQS Cayman
Cayman Islands
– -$2.38M -26,000 Closed
44 45
46
47 48