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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$814M
2
American Century Companies
American Century Companies
Missouri
$325M
3
Morgan Stanley
Morgan Stanley
New York
$445M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$424M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$205M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
$282M
2
Capital World Investors
Capital World Investors
California
$1.38B
3
Fidelity Investments
Fidelity Investments
Massachusetts
$725M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$37.2M
5
Bank of New York Mellon
Bank of New York Mellon
New York
$964M
Name Holding Trade Value Shares
Change 		Shares
Change %
HCP
1126
Holt Capital Partners
Texas
$71K +$71K +780 New
SCP
1127
Syntal Capital Partners
Texas
$69K – – –
TCM
1128
Tradewinds Capital Management
Washington
$67K -$5.38K -59 -7%
RFA
1129
Reilly Financial Advisors
California
$64K – – –
DOA
1130
D'Orazio & Associates
Virginia
$64K – – –
MSFP
1131
Mark Sheptoff Financial Planning
Connecticut
$64K +$45.7K +500 +250%
MWP
1132
MYCIO Wealth Partners
Pennsylvania
$61K +$18.5K +201 +43%
AC
1133
Alexandria Capital
Virginia
$60K -$7.6K -83 -11%
CFA
1134
Carroll Financial Associates
North Carolina
$58K – – –
ZTNA
1135
Zions Trust National Association
Utah
$57K +$40.9K +445 +254%
EFSCE
1136
Enterprise Financial Services Corp (EFSC)
Missouri
$56K – – –
JAM
1137
Jolley Asset Management
North Carolina
$55K – – –
GWCM
1138
Godshalk Welsh Capital Management
Pennsylvania
$55K +$55K +600 New
GI
1139
Gradient Investments
Minnesota
$54K – – –
OFS
1140
Orrstown Financial Services
Pennsylvania
$53K -$39K -424 -42%
CFSG
1141
Community Financial Services Group
Vermont
$53K +$4.24K +46 +9%
RIA
1142
Regal Investment Advisors
Michigan
$52K -$369K -4,028 -88%
WIL
1143
Winifred I. Li
$48K – – –
ARMC
1144
American Research & Management Company
Massachusetts
$47K – – –
AFIA
1145
America First Investment Advisors
Nebraska
$46K – – –
OP
1146
Oldfield Partners
United Kingdom
$46K – – –
FPFS
1147
First Personal Financial Services
North Carolina
$45K +$45K +500 New
GWA
1148
Genesis Wealth Advisors
Massachusetts
$44.3K +$44.3K +520 New
JIC
1149
Joel Isaacson & Co
New York
$43K -$8.89K -98 -17%
KA
1150
Klingman & Associates
New York
$42K +$42K +400 New
44 45
46
47 48