Klingman & Associates’s Caterpillar CAT Stock Holding History

Klingman & Associates’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$2.54M	Buy	3,130 +245	+8%	+$208K	0.11%	83
2026 Q2	$3.07M	Buy	2,885 +83	+3%	+$72.9K	0.13%	69
2026 Q1	$1.99M	Buy	2,802 +88	+3%	+$61K	0.1%	89
2025 Q4	$1.55M	Buy	2,714 +54	+2%	+$30K	0.08%	99
2025 Q3	$1.27M	Buy	2,660 +38	+1%	+$16.2K	0.06%	109
2025 Q2	$1.02M	Buy	2,622 +1,016	+63%	+$339K	0.06%	115
2025 Q1	$530K	Buy	1,606 +903	+128%	+$322K	0.03%	151
2024 Q4	$255K	Buy	703 +30	+4%	+$11.6K	0.02%	224
2024 Q3	$263K	Buy	673 +15	+2%	+$5.18K	0.02%	229
2024 Q2	$219K	Buy	658 +10	+2%	+$3.47K	0.01%	230
2024 Q1	$237K	Buy	+648	New	+$207K	0.02%	218
2016 Q4	–	Sell	-400	Closed	-$36K	–	134
2016 Q3	$36K	Hold	400	–	–	0.01%	209
2016 Q2	$30K	Hold	400	–	–	0.01%	231
2016 Q1	$31K	Hold	400	–	–	0.01%	223
2015 Q4	$27K	Hold	400	–	–	0.01%	246
2015 Q3	$26K	Hold	400	–	–	0.01%	239
2015 Q2	$34K	Hold	400	–	–	0.01%	206
2015 Q1	$42K	Hold	400	–	–	0.02%	179
2014 Q4	$42K	Buy	+400	New	+$38.9K	0.02%	186

Other funds holding CAT

New York State Teachers Retirement System (NYSTRS) Albany, New York $52.9B AUM 36.03% 1-Year Est. Return

Sumitomo Mitsui DS Asset Management Tokyo, Japan $14.8B AUM 30.39% 1-Year Est. Return

Robeco Institutional Asset Management Rotterdam, Netherlands $83.2B AUM 35.34% 1-Year Est. Return

KBC Group Brussels, Belgium $47.9B AUM 37.61% 1-Year Est. Return

Fjarde Ap-fonden Stockholm, Sweden $19.4B AUM 31.69% 1-Year Est. Return

Nisa Investment Advisors St. Louis, Missouri $34.7B AUM 25.93% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return

Midwest Trust Overland Park, Kansas $8.99B AUM 21.14% 1-Year Est. Return

TD Waterhouse Canada Toronto, Ontario, Canada $38.4B AUM 30.28% 1-Year Est. Return

Czech National Bank Prague, Czech Republic $18.9B AUM 36.24% 1-Year Est. Return

Klingman & Associates's CAT Position: Q3 2026 in Review

Klingman & Associates increased its Caterpillar (CAT) stake by 8.5% in Q3 2026, buying an estimated $208K and bringing the position to 3,130 shares worth $2.54M. The position accounts for 0.11% of the portfolio, ranked #83.

Klingman & Associates first reported a position in CAT in Q4 2014 and has held it in 19 quarters since. The position peaked at $3.07M in Q2 2026. 1,139 funds tracked by Wall St. Rank hold CAT as of Q3 2026.

Klingman & Associates held 3,130 shares of Caterpillar worth $2.54M as of Q3 2026.
Klingman & Associates bought 245 Caterpillar shares in Q3 2026, an estimated $208K.
Caterpillar made up 0.11% of Klingman & Associates's portfolio in Q3 2026, its #83 holding.
Klingman & Associates first reported a position in Caterpillar in Q4 2014 and has held it in 19 quarters since.
Klingman & Associates's Caterpillar position peaked at $3.07M in Q2 2026.
1,139 funds tracked by Wall St. Rank held Caterpillar as of Q3 2026.

Based on Klingman & Associates's 13F filing for Q3 2026, filed 20 Oct 2026.