Klingman & Associates’s Caterpillar CAT Stock Holding History

Klingman & Associates’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.99M	Buy	2,802 +88	+3%	+$61K	0.1%	89
2025 Q4	$1.55M	Buy	2,714 +54	+2%	+$30K	0.08%	99
2025 Q3	$1.27M	Buy	2,660 +38	+1%	+$16.2K	0.06%	109
2025 Q2	$1.02M	Buy	2,622 +1,016	+63%	+$339K	0.06%	115
2025 Q1	$530K	Buy	1,606 +903	+128%	+$322K	0.03%	151
2024 Q4	$255K	Buy	703 +30	+4%	+$11.6K	0.02%	224
2024 Q3	$263K	Buy	673 +15	+2%	+$5.18K	0.02%	229
2024 Q2	$219K	Buy	658 +10	+2%	+$3.47K	0.01%	230
2024 Q1	$237K	Buy	+648	New	+$207K	0.02%	218
2016 Q4	–	Sell	-400	Closed	-$36K	–	134
2016 Q3	$36K	Hold	400	–	–	0.01%	209
2016 Q2	$30K	Hold	400	–	–	0.01%	231
2016 Q1	$31K	Hold	400	–	–	0.01%	223
2015 Q4	$27K	Hold	400	–	–	0.01%	246
2015 Q3	$26K	Hold	400	–	–	0.01%	239
2015 Q2	$34K	Hold	400	–	–	0.01%	206
2015 Q1	$42K	Hold	400	–	–	0.02%	179
2014 Q4	$42K	Buy	+400	New	+$38.9K	0.02%	186

Other funds holding CAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Klingman & Associates's CAT Position: Q1 2026 in Review

Klingman & Associates increased its Caterpillar (CAT) stake by 3.2% in Q1 2026, buying an estimated $61K and bringing the position to 2,802 shares worth $1.99M. The position accounts for 0.1% of the portfolio, ranked #89.

Klingman & Associates first reported a position in CAT in Q4 2014 and has held it in 17 quarters since. 3,733 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

Klingman & Associates held 2,802 shares of Caterpillar worth $1.99M as of Q1 2026.
Klingman & Associates bought 88 Caterpillar shares in Q1 2026, an estimated $61K.
Caterpillar made up 0.1% of Klingman & Associates's portfolio in Q1 2026, its #89 holding.
Klingman & Associates first reported a position in Caterpillar in Q4 2014 and has held it in 17 quarters since.
3,733 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Klingman & Associates's 13F filing for Q1 2026, filed 14 May 2026.