CAT icon

Caterpillar
CAT

Overview Fund Activity

1,144 hedge funds and large institutions have $40.4B invested in Caterpillar in 2014 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 375 increasing their positions, 511 reducing their positions, and 61 closing their positions.

Holders
1,144
Holders Change
-25
Holders Change %
-2.14%
% of All Funds
33.22%
Holding in Top 10
20
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-37.5%
% of All Funds
0.58%
New
50
Increased
375
Reduced
511
Closed
61
Calls
$841M
Puts
$2.01B
Net Calls
-$1.16B
Net Calls Change
-$748M

Top Buyers

1
WRF
1
Waddell & Reed Financial
Kansas
$759M
2
HCM
2
Herndon Capital Management
Georgia
$148M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$266M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$3.74B
5
Wellington Management Group
5
Wellington Management Group
Massachusetts
$514M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.87B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$988M
3
Norges Bank
3
Norges Bank
Norway
$349M
4
Goldman Sachs
4
Goldman Sachs
New York
$206M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$331M
Name Holding Trade Value Shares
Change 		Shares
Change %
TIM
1126
Tortoise Investment Management
New York
$13K -$1.5K -15 -10%
FBT
1127
Founders Bank & Trust
Michigan
$13K – – –
OC
1128
Oakworth Capital
Alabama
$12K – – –
UB
1129
UMB Bank
Missouri
$11.7K -$314 -3,168 -3%
CAL
1130
Capital Advisors Ltd
Ohio
$11K – – –
FWC
1131
First Washington Corp
Washington
$10K – – –
Group One Trading
1132
Group One Trading
Illinois
$10K +$10K +100 New
WF
1133
WealthTrust Fairport
Ohio
$9K – – –
RFS
1134
Rockefeller Financial Services
New York
$8K -$5K -50 -38%
MUMSS
1135
Mitsubishi UFJ Morgan Stanley Securities
Japan
$8K +$8K +80 New
FAM
1136
Fred Alger Management
New York
$7K -$83.7K -837 -92%
CAW
1137
Cornerstone Advisors (Washington)
Washington
$7K – – –
DA
1138
Dunvegan Associates
California
$6K – – –
BCMIO
1139
Beacon Capital Management Inc (Ohio)
Ohio
$5K – – –
PVH
1140
Psagot Value Holdings
Israel
$5K – – –
WAS
1141
Winch Advisory Services
Wisconsin
$3K -$2.39M -19,896 -100%
DBT
1142
Dubuque Bank & Trust
Iowa
$3K – – –
NG
1143
NatWest Group
United Kingdom
$1.63K -$173 -1,744 -10%
ACM
1144
Antonetti Capital Management
Florida
$1K – – –
NI
1145
Numeric Investors
Massachusetts
– -$31M -285,639 Closed
SAM
1146
Scopus Asset Management
New York
– -$20.8M -190,960 Closed
Acadian Asset Management
1147
Acadian Asset Management
Massachusetts
– -$19.7M -181,097 Closed
Grantham, Mayo, Van Otterloo & Co (GMO)
1148
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
– -$15.1M -138,900 Closed
FQ
1149
First Quadrant
California
– -$5.31M -48,900 Closed
RI
1150
Redwood Investments
Massachusetts
– -$5.09M -46,869 Closed
44 45
46
47 48