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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
Verition Fund Management
1101
Verition Fund Management
Connecticut
-$596K -7,028 Closed
EGM
1102
Engineers Gate Manager
New York
-$553K -6,524 Closed
LA
1103
Lucus Advisors
New York
-$498K -5,874 Closed
DSI
1104
Daiwa SB Investments
Japan
-$494K -5,822 Closed
NGA
1105
Naples Global Advisors
Florida
-$458K -5,405 Closed
WPC
1106
White Pine Capital
Minnesota
-$453K -5,335 Closed
Fiera Capital (Canada)
1107
Fiera Capital (Canada)
Quebec, Canada
-$432 -5,095 Closed
CIC
1108
Cornercap Investment Counsel
Georgia
-$373K -4,395 Closed
BB
1109
Bell Bank
North Dakota
-$351K -4,135 Closed
PWMAG
1110
Pinnacle Wealth Management Advisory Group
New Jersey
-$349K -4,113 Closed
YCM
1111
Yorkville Capital Management
New York
-$330K -3,900 Closed
CAM
1112
Cypress Asset Management
Texas
-$327K -3,850 Closed
DWM
1113
Destination Wealth Management
California
-$321K -3,788 Closed
SCA
1114
Strategic Capital Alternatives
United States
-$314K -3,779 Closed
QSS
1115
Quantitative Systematic Strategies
Florida
-$320K -3,752 Closed
RCM
1116
RNC Capital Management
California
-$316K -3,726 Closed
RIM
1117
Regent Investment Management
Kentucky
-$310K -3,655 Closed
RA
1118
RFG Advisory
Alabama
-$291K -3,426 Closed
Jacobs Levy Equity Management
1119
Jacobs Levy Equity Management
New Jersey
-$283K -3,333 Closed
ST
1120
Sabal Trust
Florida
-$276K -3,245 Closed
MCM
1121
MAI Capital Management
Ohio
-$272K -3,209 Closed
NPF
1122
Norris Perne & French
Michigan
-$269K -3,168 Closed
DWT
1123
Dorsey & Whitney Trust
South Dakota
-$261K -3,078 Closed
SGAM
1124
Steinberg Global Asset Management
Florida
-$257K -3,027 Closed
BCB
1125
Brian C. Broderick
-$256K -3,024 Closed

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.