Daiwa SB Investments’s Caterpillar CAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-5,822	Closed	-$494K	–	173
2015 Q2	$494K	Sell	5,822 -410	-7%	-$34.8K	0.1%	134
2015 Q1	$499K	Sell	6,232 -51	-0.8%	-$4.08K	0.09%	130
2014 Q4	$575K	Buy	+6,283	New	+$575K	0.09%	118