CAT icon

Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$814M
2
American Century Companies
American Century Companies
Missouri
$325M
3
Morgan Stanley
Morgan Stanley
New York
$445M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$424M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$205M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
$282M
2
Capital World Investors
Capital World Investors
California
$1.38B
3
Fidelity Investments
Fidelity Investments
Massachusetts
$725M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$37.2M
5
Bank of New York Mellon
Bank of New York Mellon
New York
$964M
Name Holding Trade Value Shares
Change 		Shares
Change %
GGPS
1101
Gary Goldberg Planning Services
New York
$140K -$89.8K -978 -39%
PIA
1102
Peachtree Investment Advisors
Georgia
$140K +$140K +1,525 New
WRM
1103
Westport Resources Management
Connecticut
$138K – – –
CM
1104
Castleark Management
Illinois
$137K – – –
VIA
1105
Vantage Investment Advisors
Pennsylvania
$134K -$7.34K -80 -5%
NES
1106
New England Securities
New York
$132K -$42.1K -459 -24%
CPA
1107
Cowen Prime Advisors
New York
$128K – – –
HR
1108
Howe & Rusling
New York
$125K – – –
JWA
1109
JFS Wealth Advisors
Pennsylvania
$121K +$6.43K +70 +6%
LS
1110
Lupo Securities
Illinois
$114K +$114K +1,250 New
HCM
1111
Highlander Capital Management
New Jersey
$110K – – –
MA
1112
MCF Advisors
Kentucky
$104K -$18.4K -201 -15%
IMS
1113
Index Management Solutions
Pennsylvania
$98K -$205K -2,232 -68%
LNB
1114
Ledyard National Bank
$98K – – –
WA
1115
WealthTrust-Arizona
Arizona
$98K +$9.2K +101 +10%
AA
1116
AlphaMark Advisors
Kentucky
$97K -$7.02K -77 -7%
TFA
1117
Transamerica Financial Advisors
Florida
$97K +$4.51K +49 +5%
LWA
1118
Lenox Wealth Advisors
New York
$96K – – –
PMFA
1119
Plante Moran Financial Advisors
Michigan
$94K +$34K +370 +57%
AF
1120
Allworth Financial
California
$94K +$94K +1,025 New
HF
1121
Hoxton Financial
West Virginia
$86K – – –
PIA
1122
Piedmont Investment Advisors
North Carolina
$82.7K -$6.77K -74 -8%
AWM
1123
Avior Wealth Management
Nebraska
$82K -$10.6K -117 -11%
FCCM
1124
First City Capital Management
Georgia
$80.1K – – –
AWM
1125
AllSquare Wealth Management
New York
$72K +$72K +785 New
43 44
45
46 47