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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
BOS
1076
Bingham Osborn & Scarborough
California
$380K +$26.2K +221 +8%
IIA
1077
IPG Investment Advisors
California
$380K -$15.3K -129 -4%
MS
1078
Maven Securities
Jersey
$377K +$356K +3,003 New
KFS
1079
Kurt F. Somerville
$376K
NG
1080
Northstar Group
New York
$376K
CTA
1081
Chesley Taft & Associates
Illinois
$375K
FNBSF
1082
First National Bank Sioux Falls
South Dakota
$375K
SWM
1083
SVA Wealth Management
Wisconsin
$374K -$23K -194 -6%
EWM
1084
Evermay Wealth Management
Virginia
$374K +$47.4K +400 +16%
CCFM
1085
Clear Creek Financial Management
Washington
$373K +$6.52K +55 +2%
ICM
1086
IMS Capital Management
Oregon
$373K +$349K +2,945 New
KA
1087
Kovack Advisors
Florida
$369K -$201K -1,693 -37%
CCMD
1088
Cypress Capital Management (Delaware)
Delaware
$369K
DI
1089
Diligent Investors
California
$369K +$71.4K +602 +26%
IIC
1090
Ironwood Investment Counsel
Arizona
$367K -$17.9K -151 -5%
CWM
1091
Concentric Wealth Management
California
$367K -$3.56K -30 -1%
FIM
1092
Freedom Investment Management
Connecticut
$366K +$163K +1,375 +90%
EWA
1093
EP Wealth Advisors
California
$365K -$330K -2,780 Closed
SGK
1094
Steigerwald Gordon & Koch
Virginia
$365K +$119 +1 +0%
ATPW
1095
Ashton Thomas Private Wealth
Arizona
$365K -$23.2K -196 -6%
EWM
1096
Empirical Wealth Management
Washington
$364K -$51.8K -437 -13%
BFM
1097
Boston Financial Management
Massachusetts
$362K -$185K -1,558 -35%
WPW
1098
Waldron Private Wealth
Pennsylvania
$362K +$24.4K +206 +8%
V
1099
VeraBank
Texas
$359K
MLFP
1100
MPS Loria Financial Planners
Illinois
$359K +$711 +6 +0.2%

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.