CAT icon

Caterpillar
CAT

Overview Fund Activity

1,065 hedge funds and large institutions have $28.2B invested in Caterpillar in 2015 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 308 increasing their positions, 515 reducing their positions, and 87 closing their positions.

Holders
1,065
Holders Change
+8
Holders Change %
+0.76%
% of All Funds
27.97%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.18%
New
107
Increased
308
Reduced
515
Closed
87
Calls
$746M
Puts
$1.8B
Net Calls
-$1.05B
Net Calls Change
-$251M

Top Buyers

1
ACM
1
Americafirst Capital Management
California
$420M
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$1.04B
3
AIG
3
American International Group
New York
$347M
4
Invesco
4
Invesco
Georgia
$587M
5
Capital International Investors
5
Capital International Investors
California
$134M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.52B
2
American Century Companies
2
American Century Companies
Missouri
$17.7M
3
SG Americas Securities
3
SG Americas Securities
New York
$16.1M
4
Bank of America
4
Bank of America
North Carolina
$313M
5
Northern Trust
5
Northern Trust
Illinois
$466M
Name Market Value Shares Shares
Change 		Shares
Change %
CGH
1026
Cleary Gull Holdings
Wisconsin
$14K 200 +200 New
UFA
1027
US Financial Advisors
Massachusetts
$14K 200 +200 New
FAM
1028
Formidable Asset Management
Ohio
$13K 201 -114 -36%
GAM
1029
Gemmer Asset Management
California
$12K 181 -1,400 -89%
CAW
1030
Cornerstone Advisors (Washington)
Washington
$12K 178 -3 -2%
RFWA
1031
RPg Family Wealth Advisory
Massachusetts
$11.6K 170 +170 New
AA
1032
Apriem Advisors
California
$11K 157 -50 -24%
DBT
1033
Dubuque Bank & Trust
Iowa
$10K 153 -47 -24%
FMP
1034
Financial Management Professionals
Texas
$10K 150 – –
MCA
1035
Mercer Capital Advisers
New Jersey
$10K 150 – –
SIM
1036
Sonora Investment Management
Arizona
$10K 140 +120 +600%
ACM
1037
Armbruster Capital Management
New York
$10K 150 +150 New
TSU
1038
TD Securities (USA)
New York
$9K 131 -213 -62%
TFA
1039
Transamerica Financial Advisors
Florida
$9K 120 – –
TCM
1040
Tradewinds Capital Management
Washington
$8K 121 -59 -33%
NC
1041
NewSquare Capital
Pennsylvania
$8K 111 – –
GWS
1042
Glassman Wealth Services
Virginia
$8K 125 – –
RCWMU
1043
Rothschild & Co Wealth Management (UK)
United Kingdom
$8K 120 +120 New
BL
1044
Balentine LLC
Georgia
$7K 104 -499 -83%
SHJ
1045
Sharkey, Howes & Javer
Colorado
$7K 100 -168 -63%
BCM
1046
Blume Capital Management
California
$7K 100 – –
HRC
1047
Hoertkorn Richard Charles
$7K 100 – –
BKA
1048
Brick & Kyle Associates
Pennsylvania
$7K 100 – –
DPA
1049
Delphi Private Advisors
California
$7K 109 +109 New
CSS
1050
Cubist Systematic Strategies
Connecticut
$6K 86 -28,414 -100%
40 41
42
43 44