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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
HCMT
1026
Highland Capital Management (Tennessee)
Tennessee
$12K 190 -50 -21%
TCM
1027
Tradewinds Capital Management
Washington
$12K 180 +13 +8%
CAW
1028
Cornerstone Advisors (Washington)
Washington
$12K 181 +76 +72%
TRCT
1029
Tower Research Capital (TRC)
New York
$11K 166 -1,534 -90%
LS
1030
Lupo Securities
Illinois
$11K 170 +170 New
HA
1031
Harfst & Associates
Wyoming
$10K 160 -310 -66%
MCA
1032
Mercer Capital Advisers
New Jersey
$10K 150 – –
FMP
1033
Financial Management Professionals
Texas
$10K 150 – –
WAS
1034
Winch Advisory Services
Wisconsin
$10K 156 +101 +184%
AWS
1035
Aris Wealth Services
Pennsylvania
$9K 145 -1,164 -89%
GWS
1036
Glassman Wealth Services
Virginia
$8K 125 – –
CAL
1037
Capital Advisors Ltd
Ohio
$8K 120 – –
TFA
1038
Transamerica Financial Advisors
Florida
$8K 120 +29 +32%
NYLT
1039
New York Life Trust
New York
$8K 126 +52 +70%
BWFA
1040
Baltimore-Washington Financial Advisors
Maryland
$8K 136 +136 New
NC
1041
NewSquare Capital
Pennsylvania
$7K 111 -200 -64%
BCM
1042
Blume Capital Management
California
$7K 100 – –
FWC
1043
First Washington Corp
Washington
$7K 100 – –
OC
1044
Oakworth Capital
Alabama
$7K 108 – –
BKA
1045
Brick & Kyle Associates
Pennsylvania
$7K 100 – –
HRC
1046
Hoertkorn Richard Charles
$7K 100 +100 New
SFWA
1047
Summit Financial Wealth Advisors
Louisiana
$6K 106 -8,495 -99%
MFBTD
1048
MB Financial Bank - Trust Department
Illinois
$5K 75 – –
RFS
1049
Rockefeller Financial Services
New York
$5K 80 – –
DA
1050
Dunvegan Associates
California
$5K 70 +10 +17%
40 41
42
43 44