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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
CAM
1026
Carret Asset Management
New York
$246K +$13.7K +150 +6%
MAM
1027
Mizuho Asset Management
Japan
$246K +$80.2K +878 +48%
PCMK
1028
Paragon Capital Management (Kansas)
Kansas
$245K – – –
BOS
1029
Bingham Osborn & Scarborough
California
$242K – – –
IB
1030
Intrust Bank
Kansas
$239K +$25.1K +274 +12%
JPTCCM
1031
J.P. Turner & Co Capital Management
Georgia
$239K +$239K +2,607 New
LNC
1032
Lincoln National Corp
Pennsylvania
$239K +$239K +2,612 New
LC
1033
Lourd Capital
California
$237K +$4.84K +53 +2%
HCM
1034
Hutchinson Capital Management
California
$236K -$640 -7 -0.3%
RIG
1035
Roosevelt Investment Group
New York
$234K -$10.1K -110 -4%
WRM
1036
Weybosset Research & Management
Rhode Island
$233K – – –
PBT
1037
Pictet Bank & Trust
Bahamas
$233K – – –
HCM
1038
Hilton Capital Management
New York
$231K -$53.9K -589 -19%
MCM
1039
Manchester Capital Management
Vermont
$231K -$12.4K -135 -5%
DVM
1040
Dreman Value Management
Florida
$230K -$1.25M -13,599 -84%
CBN
1041
Cadence Bank NA
Texas
$229K – – –
FANJ
1042
Financial Architects (New Jersey)
New Jersey
$229K +$60K +657 +36%
AA
1043
Ancora Advisors
Ohio
$229K +$229K +2,500 New
SAM
1044
Sequent Asset Management
Texas
$227K – – –
LCM
1045
LVM Capital Management
Michigan
$224K – – –
BMO
1046
Beck Mack & Oliver
New York
$224K +$639 +7 +0.3%
GAM
1047
Gould Asset Management
California
$224K +$224K +2,450 New
TAM
1048
Trillium Asset Management
Massachusetts
$223K – – –
HDIM
1049
Hanson & Doremus Investment Management
Vermont
$223K – – –
BCM
1050
BTR Capital Management
California
$222K -$9.16K -100 -4%
40 41
42
43 44