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Caterpillar

2,321 hedge funds and large institutions have $88B invested in Caterpillar in 2023 Q2 according to their latest regulatory filings, with 175 funds opening new positions, 932 increasing their positions, 858 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 175 | Existing positions closed: 112

6% more capital invested

Capital invested by funds: $82.8B → $88B (+$5.16B)

2% more funds holding in top 10

Funds holding in top 10: 4344 (+1)

2% more funds holding

Funds holding: 2,2782,321 (+43)

9% more repeat investments, than reductions

Existing positions increased: 932 | Existing positions reduced: 858

5.96% less ownership

Funds ownership: 75.58%69.62% (-6%)

15% less call options, than puts

Call options by funds: $2.38B | Put options by funds: $2.8B

Holders
2,321
Holders Change
+43
Holders Change %
+1.89%
% of All Funds
36.44%
Holding in Top 10
44
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.33%
% of All Funds
0.69%
New
175
Increased
932
Reduced
858
Closed
112
Calls
$2.38B
Puts
$2.8B
Net Calls
-$422M
Net Calls Change
+$48.4M
Name Holding Trade Value Shares
Change
Change in
Stake
WI
1001
WBI Investments
New Jersey
$1.43M +$1.3M +5,815 New
RIA
1002
Realta Investment Advisors
Delaware
$1.43M -$109K -491 -8%
DPIM
1003
Duff & Phelps Investment Management
Illinois
$1.42M
ZF
1004
Zhang Financial
Michigan
$1.42M +$183K +823 +17%
HF
1005
HRT Financial
New York
$1.41M +$777K +3,483 +155%
EHWM
1006
Eads & Heald Wealth Management
Georgia
$1.41M +$352K +1,579 +38%
CWP
1007
CFM Wealth Partners
Texas
$1.4M
FANJ
1008
Financial Architects (New Jersey)
New Jersey
$1.4M -$71.1K -319 -5%
CCA
1009
Cobblestone Capital Advisors
New York
$1.4M
PVI
1010
Pine Valley Investments
New Jersey
$1.39M +$1.26M +5,644 New
OAM
1011
Occidental Asset Management
California
$1.39M +$940K +4,214 +297%
AW
1012
Alaethes Wealth
Nevada
$1.38M +$32.1K +144 +3%
IHL
1013
Investment House LLC
California
$1.38M -$130K -582 -9%
BP
1014
Ballentine Partners
Massachusetts
$1.38M +$46.2K +207 +4%
DFA
1015
DHJJ Financial Advisors
Illinois
$1.38M -$9.36K -42 -0.7%
ERIC
1016
Eagle Rock Investment Company
Georgia
$1.37M +$1.19M +5,323 New
LC
1017
Lindbrook Capital
California
$1.36M +$200K +897 +19%
TCWM
1018
Total Clarity Wealth Management
Illinois
$1.36M +$287K +1,288 +30%
EIM
1019
Essex Investment Management
Massachusetts
$1.36M -$2.1M -9,421 -63%
PIM
1020
Penobscot Investment Management
Massachusetts
$1.35M -$22.3K -100 -2%
HVM
1021
Harvest Volatility Management
Connecticut
$1.35M +$47.5K +213 +4%
EWM
1022
Empirical Wealth Management
Washington
$1.35M +$39.2K +176 +3%
PFBT
1023
Parkside Financial Bank & Trust
Missouri
$1.35M +$133K +597 +12%
CRC
1024
Curi RMB Capital
Illinois
$1.33M +$373K +1,674 +45%
SIA
1025
Schechter Investment Advisors
Michigan
$1.33M -$62.7K -281 -5%

CAT Hedge Fund Activity: Q2 2023 in Review

2,321 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2023, worth a combined $88B — up 6.2% from $82.8B a quarter earlier.

Buyers outnumbered sellers: 175 funds opened new CAT positions and 112 closed out — a net gain of 63 holders — while 932 added to existing stakes and 858 trimmed.

The largest buyer was Altshuler Shaham, adding an estimated $252M. The largest seller was OFI Invest Asset Management, cutting an estimated $6.28B.

  • 2,321 institutional investors held Caterpillar (CAT) as of Q2 2023, up from 2,278 in Q1 2023.
  • Funds reported $88B of Caterpillar stock for Q2 2023, up 6.2% quarter-over-quarter.
  • 175 funds opened new Caterpillar positions in Q2 2023 and 112 closed out, a net change of +63 holders.
  • The largest Caterpillar buyer in Q2 2023 was Altshuler Shaham, an estimated $252M added.
  • The largest Caterpillar seller in Q2 2023 was OFI Invest Asset Management, an estimated $6.28B sold.

Based on aggregated 13F filings for Q2 2023.