CAT icon

Caterpillar

1,071 hedge funds and large institutions have $33.2B invested in Caterpillar in 2013 Q3 according to their latest regulatory filings, with 82 funds opening new positions, 365 increasing their positions, 484 reducing their positions, and 74 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,071
Holders Change
-2
Holders Change %
-0.19%
% of All Funds
34.74%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.71%
New
82
Increased
365
Reduced
484
Closed
74
Calls
$930M
Puts
$1.52B
Net Calls
-$586M
Net Calls Change
+$45M
Name Holding Trade Value Shares
Change
Shares
Change %
Manulife (Manufacturers Life Insurance)
1001
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$125K -$26.4K -316,973 -17%
CPA
1002
Cowen Prime Advisors
New York
$117K
MWP
1003
MYCIO Wealth Partners
Pennsylvania
$117K +$83 +1 +0.1%
CFA
1004
Carroll Financial Associates
North Carolina
$116K
GGPS
1005
Gary Goldberg Planning Services
New York
$114K -$15K -179 -12%
TRCT
1006
Tower Research Capital (TRC)
New York
$113K -$105K -1,251 -48%
FANJ
1007
Financial Architects (New Jersey)
New Jersey
$108K -$46.6K -561 -30%
WCM
1008
Windsor Capital Management
Arizona
$104K +$89.3K +1,076 +608%
VanEck Associates
1009
VanEck Associates
New York
$100K -$12.1M -145,638 -99%
AA
1010
AlphaMark Advisors
Kentucky
$95K -$429K -5,150 -82%
ACM
1011
Aviance Capital Management
Florida
$93K -$19K -229 -17%
HF
1012
Hoxton Financial
West Virginia
$90K -$3K -36 -3%
LWCFA
1013
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$85K
MIC
1014
MU Investments Company
Japan
$84K
LNB
1015
Ledyard National Bank
$79K
AF
1016
Allworth Financial
California
$76K +$76K +915 New
FAM
1017
Fred Alger Management
New York
$73K -$28.5M -340,463 -100%
EFSCE
1018
Enterprise Financial Services Corp (EFSC)
Missouri
$73K +$4.32K +52 +6%
GI
1019
Gradient Investments
Minnesota
$69K -$44.4K -534 -39%
SFS
1020
Signator Financial Services
Massachusetts
$63K
PMFA
1021
Plante Moran Financial Advisors
Michigan
$53K -$16.8K -202 -24%
PI
1022
PineBridge Investments
New York
$51K +$51K +613 New
JAM
1023
Jolley Asset Management
North Carolina
$50K
MAM
1024
Mark Asset Management
New York
$50K +$50K +600 New
AA
1025
Apriem Advisors
California
$47K