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Caterpillar
CAT

Overview Fund Activity

1,083 hedge funds and large institutions have $30.6B invested in Caterpillar in 2016 Q1 according to their latest regulatory filings, with 102 funds opening new positions, 414 increasing their positions, 410 reducing their positions, and 69 closing their positions.

Holders
1,083
Holders Change
+18
Holders Change %
+1.69%
% of All Funds
28.9%
Holding in Top 10
17
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+142.86%
% of All Funds
0.45%
New
102
Increased
414
Reduced
410
Closed
69
Calls
$1.02B
Puts
$1.65B
Net Calls
-$621M
Net Calls Change
+$433M

Top Buyers

1
BFA
1
BlackRock Fund Advisors
California
$752M
2
Invesco
2
Invesco
Georgia
$776M
3
Norges Bank
3
Norges Bank
Norway
$289M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$1.25B
5
Los Angeles Capital Management
5
Los Angeles Capital Management
California
$43.7M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.2B
2
ACM
2
Americafirst Capital Management
California
$0
3
LSV Asset Management
3
LSV Asset Management
Illinois
$6.27M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$2.65B
5
Harris Associates
5
Harris Associates
Illinois
$1.16B
Name Market Value Shares Shares
Change 		Shares
Change %
GWM
976
Gupta Wealth Management
California
$90K 1,174 -4,403 -79%
AA
977
AlphaMark Advisors
Kentucky
$90K 1,174 – –
RPG
978
Risk Paradigm Group
Texas
$89.9K 1,174 +1,174 New
EFSCE
979
Enterprise Financial Services Corp (EFSC)
Missouri
$89K 1,166 +138 +13%
PG
980
Patten Group
Tennessee
$87K 1,136 +164 +17%
JFGIW
981
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$85K 1,107 -1,118 -50%
PI
982
PineBridge Investments
New York
$84K 1,099 -243 -18%
HF
983
Hoxton Financial
West Virginia
$80K 1,040 +100 +11%
TDC
984
Thompson Davis & Co
Virginia
$77K 1,011 -545 -35%
LWCFA
985
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$77K 1,010 – –
QCG
986
Quadrant Capital Group
Ohio
$77K 1,115 +558 +100%
JIC
987
Joel Isaacson & Co
New York
$75K 980 +2 +0.2%
SFFS
988
Stonehage Fleming Financial Services
Jersey
$70K 920 +920 New
AssetMark Inc
989
AssetMark Inc
California
$68K 892 -59 -6%
CP
990
Corbenic Partners
Pennsylvania
$67K 879 -92 -9%
FCCM
991
First City Capital Management
Georgia
$67K 875 – –
Carson Wealth (CWM LLC)
992
Carson Wealth (CWM LLC)
Nebraska
$66K 866 -74,900 -99%
IWM
993
Integrated Wealth Management
California
$65K 855 +5 +0.6%
AF
994
Allworth Financial
California
$64K 836 +3 +0.4%
CPA
995
Cowen Prime Advisors
New York
$61K 800 – –
DLHL
996
Donald L. Hagan LLC
Florida
$61K 793 +793 New
AWM
997
AllSquare Wealth Management
New York
$60K 785 – –
PMFA
998
Plante Moran Financial Advisors
Michigan
$58K 756 -79 -9%
WIC
999
Woodmont Investment Counsel
Tennessee
$58K 760 – –
SSB
1000
Sandy Spring Bank
Maryland
$57K 753 -73 -9%
38 39
40
41 42